SFC Licences of YU Vernon Ka Leung
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Lazard Asset Management (Hong Kong) Limited | RO | 4 | 18 August 2014 | 10 February 2016 |
| Lazard Asset Management (Hong Kong) Limited | RO | 1 | 18 August 2014 | 10 February 2016 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RO | 9 | 16 June 2006 | 08 April 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RO | 4 | 16 June 2006 | 08 April 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 5 | 09 June 2006 | 08 April 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 1 | 09 June 2006 | 08 April 2011 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 9 | 19 January 2005 | 16 June 2006 |
| AllianceBernstein Hong Kong Limited 聯博香港有限公司 | RE | 4 | 19 January 2005 | 16 June 2006 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 4 | 01 April 2003 | 19 January 2005 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 9 | 01 April 2003 | 19 January 2005 |
| HSBC Global Asset Management (Hong Kong) Limited | RE | 6 | 01 April 2003 | 05 May 2004 |