SFC Licences of NG King Man 吳競文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 31 January 2022 |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 | RE | 2 | 06 April 2016 | 31 January 2022 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 06 April 2016 | 02 October 2017 |
| Yue Xiu Futures Company Limited 越秀期貨有限公司 | RE | 2 | 11 March 2014 | 30 March 2016 |
| Yue Xiu Securities Company Limited 越秀証券有限公司 | RE | 1 | 26 September 2012 | 30 March 2016 |
| BOCOM International Securities Limited 交銀國際證券有限公司 | RE | 1 | 25 February 2010 | 15 September 2012 |
| Partners Capital Securities Limited 博大證券有限公司 | RE | 1 | 14 January 2009 | 08 February 2010 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 1 | 01 April 2003 | 12 December 2008 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 4 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 6 | 01 April 2003 | 09 January 2004 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 | RE | 9 | 01 April 2003 | 09 January 2004 |