SFC Licences of CROUCHER Sean Nicholas
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Asia Pacific Investment Advisors Limited | RE | 9 | 28 February 2007 | |
| Asia Pacific Investment Advisors Limited | RE | 4 | 24 November 2006 | |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 4 | 22 September 2004 | 14 July 2006 |
| Delta Asia Securities Limited 滙業證券有限公司 | RE | 1 | 22 September 2004 | 14 July 2006 |
| UKFP (Asia) HK Limited | RE | 1 | 01 April 2003 | 17 August 2004 |
| UKFP (Asia) HK Limited | RE | 4 | 01 April 2003 | 17 August 2004 |
| UKFP (Asia) HK Limited | RE | 6 | 01 April 2003 | 14 August 2004 |
| UKFP (Asia) HK Limited | RE | 9 | 01 April 2003 | 14 August 2004 |