SFC Licences of LAU Pui Man, Kenneth 劉沛文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CCB International Capital Limited 建銀國際金融有限公司 | RO | 6 | 27 July 2017 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RO | 1 | 27 July 2017 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 4 | 28 July 2015 | |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 1 | 25 August 2009 | 27 July 2017 |
| CCB International Capital Limited 建銀國際金融有限公司 | RE | 6 | 27 September 2007 | 27 July 2017 |
| Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 | RE | 6 | 18 January 2007 | 14 September 2007 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 | RE | 6 | 04 May 2004 | 14 September 2007 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 1 | 01 April 2003 | 06 April 2004 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 9 | 01 April 2003 | 29 December 2003 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 6 | 01 April 2003 | 29 December 2003 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 4 | 01 April 2003 | 29 December 2003 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 | RE | 7 | 01 April 2003 | 07 November 2003 |