SFC Licenceholders of Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司
- compliance@cpy.com.hk
- Website
- www.cpy.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AU-YEUNG Yan Lun 歐陽欣麟 | RE | 6 | 01 April 2003 | 28 October 2004 |
| CHAN Ka Wai 陳嘉偉 | RE | 1 | 30 October 2018 | 02 March 2019 |
| CHAN Ka Wai 陳嘉偉 | RE | 6 | 20 July 2018 | 02 March 2019 |
| CHAN Lai Ngor 陳麗娥 | RE | 6 | 25 April 2007 | 18 June 2007 |
| CHEN Richard Chi-sheng 陳其盛 | RO | 6 | 28 May 2018 | 01 October 2018 |
| CHEN Richard Chi-sheng 陳其盛 | RO | 1 | 13 May 2013 | 01 October 2018 |
| CHENG Siu Fan 鄭紹芬 | RE | 6 | 01 April 2003 | 31 March 2005 |
| CHUANG Kun-Jung 莊坤榮 | RO | 6 | 04 November 2009 | 01 July 2013 |
| CHUANG Kun-Jung 莊坤榮 | RO | 1 | 04 November 2009 | 01 July 2013 |
| FONG Man, Julisa 方敏 | RE | 6 | 21 April 2004 | 28 May 2004 |
| HSIA Shih-hsuan 夏士宣 | RO | 6 | 10 June 2013 | 30 June 2018 |
| HSIA Shih-hsuan 夏士宣 | RE | 6 | 11 November 2011 | 10 June 2013 |
| HSU I-Hua 許藝樺 | RE | 6 | 01 April 2003 | 22 September 2004 |
| KITAHARA Manabu | RO | 6 | 17 August 2004 | |
| KITAHARA Manabu | RO | 1 | 17 August 2004 | |
| KWOK Wing Fai, Brian 郭永暉 | RE | 6 | 01 April 2003 | 01 September 2003 |
| LAM Man 林敏 | RO | 6 | 14 December 2006 | 21 September 2007 |
| LAM Man 林敏 | RE | 6 | 30 December 2004 | 14 December 2006 |
| LAM Man 林敏 | RE | 6 | 01 April 2003 | 26 March 2004 |
| LAM Wai Keung 林偉強 | RE | 6 | 25 June 2003 | 21 May 2004 |
| LAU Chi Kin, Vincent 劉子堅 | RE | 6 | 21 June 2004 | 16 March 2006 |
| LAU Pui Man, Kenneth 劉沛文 | RE | 6 | 04 May 2004 | 14 September 2007 |
| LAU Wan Po 劉雲浦 | RE | 6 | 01 April 2003 | 20 February 2004 |
| LEE Lit Mo, Johnny 李烈武 | RE | 6 | 01 April 2003 | 22 March 2006 |
| LEE Yat Ming 李日明 | RE | 1 | 14 March 2022 | |
| LEUNG Hon Ki 梁漢旗 | RE | 6 | 01 April 2003 | 28 September 2004 |
| LIANG Zhuotang 梁卓棠 | RO | 1 | 15 November 2004 | 22 February 2013 |
| LIN Ko Ming 林克銘 | RO | 6 | 01 April 2003 | 28 October 2004 |
| LIN Ko Ming 林克銘 | RO | 4 | 01 April 2003 | 28 October 2004 |
| LIN Ko Ming 林克銘 | RO | 1 | 01 April 2003 | 28 October 2004 |
| LIN Ko Ming 林克銘 | RO | 9 | 01 April 2003 | 28 October 2004 |
| LIU Ta-Pei 劉大貝 | RO | 6 | 10 May 2005 | 10 March 2010 |
| LIU Ta-Pei 劉大貝 | RO | 1 | 10 May 2005 | 10 March 2010 |
| LUI Kwan Ho 呂君皓 | RE | 1 | 14 March 2022 | |
| LUI Kwan Ho 呂君皓 | RO | 6 | 30 July 2020 | |
| LUI Kwan Ho 呂君皓 | RE | 6 | 14 November 2019 | 30 July 2020 |
| MA Hon Yeung 馬漢揚 | RE | 6 | 01 April 2003 | 09 April 2003 |
| NG Chit Ying 吳哲盈 | RE | 6 | 24 August 2007 | 01 September 2007 |
| NG Chun Man, Michael 吳俊文 | RO | 6 | 29 October 2018 | 23 March 2019 |
| NG Chun Man, Michael 吳俊文 | RE | 1 | 04 June 2018 | 23 March 2019 |
| NG Chun Man, Michael 吳俊文 | RE | 6 | 04 June 2018 | 29 October 2018 |
| NG Meng Hua 黃明華 | RO | 6 | 01 April 2003 | 23 June 2004 |
| SIU Wai Kit 蕭偉杰 | RO | 6 | 22 March 2007 | 11 May 2007 |
| SIU Wai Kit 蕭偉杰 | RE | 6 | 01 June 2006 | 22 March 2007 |
| SUNG Pui Yu 宋沛榆 | RE | 6 | 10 January 2008 | 25 July 2008 |
| TANG Kwan Hui, Ronny 鄧君栩 | RO | 6 | 30 May 2018 | |
| TANG Kwan Hui, Ronny 鄧君栩 | RO | 1 | 14 December 2016 | |
| TANG Long Ting 鄧朗庭 | RE | 1 | 17 April 2018 | 11 June 2018 |
| TANG Long Ting 鄧朗庭 | RE | 6 | 13 April 2018 | 11 June 2018 |
| TONG Wai Tak, William 唐偉德 | RE | 6 | 30 September 2003 | 05 August 2005 |
| TSANG Man Shun 曾文舜 | RE | 6 | 01 April 2003 | 11 March 2004 |
| TSANG Sze Man, Carol 曾詩敏 | RO | 6 | 01 April 2003 | 01 July 2007 |
| TSE Yuen Cheung 謝源章 | RO | 6 | 21 July 2004 | 05 August 2008 |
| TSE Yuen Cheung 謝源章 | RE | 6 | 01 April 2003 | 21 July 2004 |
| TSOI Man Yu, Phyllis 蔡敏如 | RE | 6 | 08 November 2007 | 04 August 2008 |
| WAN Ten Lok 溫天絡 | RO | 9 | 01 April 2003 | 30 August 2004 |
| WAN Ten Lok 溫天絡 | RO | 1 | 01 April 2003 | 30 August 2004 |
| WAN Ten Lok 溫天絡 | RO | 4 | 01 April 2003 | 30 August 2004 |
| WAN Ten Lok 溫天絡 | RO | 6 | 01 April 2003 | 30 August 2004 |
| WONG Chi Nik, Frederick 黃自力 | RE | 6 | 26 April 2004 | 24 August 2005 |
| WONG Ka Po 黃家保 | RO | 6 | 12 April 2018 | 19 November 2019 |
| WONG Ka Po 黃家保 | RO | 1 | 12 April 2018 | 19 November 2019 |
| WOO Kin Ming Marcus 胡健明 | RE | 6 | 01 April 2003 | 06 December 2004 |
| YAN Kwok Ting, Sunny 印國庭 | RE | 6 | 01 April 2003 | 28 October 2004 |
| YAU Shu Shan 游樹珊 | RE | 6 | 01 April 2003 | 30 March 2004 |
| YIP Chung Pan 葉仲彬 | RE | 6 | 17 December 2013 | 10 April 2016 |
| ZHANG Yan 張岩 | RE | 6 | 30 October 2018 | 22 April 2019 |
| ZHANG Yan 張岩 | RE | 1 | 30 October 2018 | 22 April 2019 |