SFC Licences of TANG Wing Wo, Stanley 鄧永和

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 October 2017 30 November 2022
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 03 August 2017 02 October 2017
Caitong International Securities Co., Limited 財通國際證券有限公司 RE 1 02 December 2016 06 June 2017
Corporate Brokers Limited 協聯證券有限公司 RE 1 26 June 2015 01 April 2016
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 20 March 2013 03 July 2014
Ping An of China Securities (Hong Kong) Company Limited 中國平安証券(香港)有限公司 RE 1 17 August 2012 12 March 2013
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 24 November 2011 31 July 2012
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 19 May 2011 08 November 2011
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 18 May 2005 28 April 2010
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 18 May 2005
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 09 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 09 January 2004