SFC Licences of TONG Wai Chiu 唐偉超
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Quam Securities Limited 華富建業證券有限公司 | RE | 1 | 06 May 2011 | 01 June 2011 |
Enlighten Securities Limited 名匯證券有限公司 | RE | 1 | 04 February 2009 | 30 April 2011 |
Piper Jaffray Asia Securities Limited 派杰亞洲証券有限公司 | RE | 1 | 26 August 2005 | 31 January 2009 |
Get Nice Securities Limited 結好證券有限公司 | RE | 1 | 01 June 2005 | 25 August 2005 |
Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 1 | 01 April 2003 | 31 May 2005 |
Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 9 | 01 April 2003 | 03 February 2004 |
Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 6 | 01 April 2003 | 03 February 2004 |
Great Bay Securities Limited 大灣區深港證券有限公司 | RE | 4 | 01 April 2003 | 03 February 2004 |