SFC Licences of TANG Wah Yiu 鄧華耀

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
KGI Asia Limited 凱基證券亞洲有限公司 RE 1 05 October 2018 30 April 2021
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 RE 2 05 October 2018 30 April 2021
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 01 July 2016 01 October 2018
Core Pacific-Yamaichi Futures (H.K.) Limited 京華山一期貨(香港)有限公司 RE 2 05 November 2014 01 October 2018
Core Pacific-Yamaichi Securities (H.K.) Limited 京華山一證券(香港)有限公司 RE 1 05 November 2014 30 June 2016
Core Pacific - Yamaichi International (H.K.) Limited 京華山一國際(香港)有限公司 RE 1 05 November 2014 30 June 2016
Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 RE 2 27 June 2007 29 September 2014
Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 RE 1 19 December 2006 29 September 2014
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 1 01 April 2003 16 December 2006
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 4 01 April 2003 30 September 2003
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 6 01 April 2003 30 September 2003
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 9 01 April 2003 30 September 2003
Taiping Securities (HK) Co Limited 太平証券(香港)有限公司 RE 7 01 April 2003 22 August 2003