SFC Licences of TSANG Ping Kwan 曾炳坤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RO | 3 | 25 February 2011 | 31 October 2013 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 14 May 2010 | 31 October 2013 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 14 May 2010 | 31 October 2013 |
CES Forex (HK) Limited 光證外匯(香港)有限公司 | RE | 3 | 07 March 2005 | 20 November 2007 |
CES Commodities (HK) Limited 光證期貨(香港)有限公司 | RE | 2 | 13 October 2004 | 20 November 2007 |
Everbright Securities Investment Services (HK) Limited 光大證券投資服務(香港)有限公司 | RE | 1 | 13 October 2004 | 20 November 2007 |
BOCI Commodities & Futures Limited 中銀國際期貨有限公司 | RE | 2 | 27 January 2004 | 04 September 2004 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 27 January 2004 | 04 September 2004 |