SFC Licences of CHEN Shu Har 陳瑞霞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 29 August 2016 | 02 October 2017 |
| KGI Wealth Management Limited 凱基財富管理有限公司 | RE | 1 | 07 July 2016 | 02 October 2017 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 15 April 2015 | 10 June 2016 |
| iBest Consultants Limited | RE | 1 | 10 June 2014 | 10 June 2016 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 1 | 01 April 2003 | 14 July 2012 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 4 | 01 April 2003 | 14 August 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 9 | 01 April 2003 | 14 August 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 7 | 01 April 2003 | 14 August 2003 |
| Haitong International Securities Company Limited 海通國際證券有限公司 | RE | 6 | 01 April 2003 | 14 August 2003 |