SFC Licences of CHEUNG Kwok Yan 張國仁

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Mason Investment Management Limited 茂宸投資管理有限公司	RO	4	11 March 2022
Mason Investment Management Limited 茂宸投資管理有限公司	RO	1	11 March 2022
Mason Futures Limited 茂宸期貨有限公司	RO	5	11 March 2022
Mason Securities Limited 茂宸證券有限公司	RO	4	11 March 2022
Mason Futures Limited 茂宸期貨有限公司	RO	2	23 August 2021
Mason Securities Limited 茂宸證券有限公司	RO	1	23 August 2021
Mason Futures Limited 茂宸期貨有限公司	RE	2	10 May 2021	23 August 2021
Mason Securities Limited 茂宸證券有限公司	RE	1	14 April 2021	23 August 2021
Sun Growth Securities Limited 志昇証券有限公司	RO	1	06 November 2018	31 January 2021
Sun Growth Futures Limited 志昇期貨有限公司	RO	2	06 November 2018	16 April 2019
Sun Growth Futures Limited 志昇期貨有限公司	RE	2	25 October 2018	06 November 2018
Sun Growth Securities Limited 志昇証券有限公司	RE	1	01 November 2017	06 November 2018
Mason Futures Limited 茂宸期貨有限公司	RE	2	13 November 2014	31 October 2017
Mason Securities Limited 茂宸證券有限公司	RE	1	13 November 2014	31 October 2017
KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司	RE	2	08 November 2013	03 November 2014
KGI Asia Limited 凱基證券亞洲有限公司	RE	1	08 November 2013	03 November 2014
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	2	01 April 2003	04 November 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	1	01 April 2003	04 November 2013
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	9	01 April 2003	22 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	6	01 April 2003	22 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	4	01 April 2003	22 July 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	5	01 April 2003	22 July 2004
Shenwan Hongyuan Futures (H.K.) Limited 申萬宏源期貨(香港)有限公司	RE	9	01 April 2003	22 July 2004
Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司	RE	7	01 April 2003	11 September 2003