SFC Licences of CHAN Chi Ming, Simon 陳志明
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| First Shanghai Futures Limited 第一上海期貨有限公司 | RE | 2 | 01 November 2004 | 31 March 2011 |
| First Shanghai Securities Limited 第一上海證券有限公司 | RE | 1 | 01 November 2004 | 31 March 2011 |
| MUSHK Limited | RE | 5 | 01 April 2003 | 04 October 2004 |
| MUSHK Limited | RE | 2 | 01 April 2003 | 04 October 2004 |
| MUSHK Limited | RE | 4 | 01 April 2003 | 04 October 2004 |
| MUSHK Limited | RE | 1 | 01 April 2003 | 04 October 2004 |
| MUSHK Limited | RE | 9 | 01 April 2003 | 30 December 2003 |
| MUSHK Limited | RE | 6 | 01 April 2003 | 30 December 2003 |