SFC Licences of HIGGINS Andrew Michael
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Northwest Investment Management (Hong Kong) Limited | RE | 9 | 21 December 2012 | |
| Northwest Investment Management (Hong Kong) Limited | RO | 9 | 09 April 2009 | 21 December 2012 |
| RAB Capital (Asia) Limited | RO | 9 | 25 March 2008 | 02 April 2009 |
| RAB Capital (Asia) Limited | RO | 5 | 25 March 2008 | 02 April 2009 |
| RAB Capital (Asia) Limited | RO | 4 | 25 March 2008 | 02 April 2009 |
| RAB Capital (Asia) Limited | RE | 9 | 04 October 2007 | 25 March 2008 |
| RAB Capital (Asia) Limited | RE | 5 | 04 October 2007 | 25 March 2008 |
| RAB Capital (Asia) Limited | RE | 4 | 04 October 2007 | 25 March 2008 |
| Pi Investment Management Limited | RE | 9 | 05 September 2007 | 28 September 2007 |
| Pi Investment Management Limited | RE | 5 | 05 September 2007 | 28 September 2007 |
| Pi Investment Management Limited | RE | 4 | 05 September 2007 | 28 September 2007 |