SFC Licences of MORIN Douglas Craham
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Crosby Asset Management (Hong Kong) Limited | RO | 4 | 01 February 2017 | 30 April 2018 |
| Crosby Securities Limited 高誠證券有限公司 | RO | 4 | 06 March 2013 | 15 September 2016 |
| Crosby Securities Limited 高誠證券有限公司 | RO | 1 | 06 March 2013 | 15 September 2016 |
| CCB International Securities Limited 建銀國際證券有限公司 | RO | 1 | 11 September 2009 | 28 June 2012 |
| CCB International Securities Limited 建銀國際證券有限公司 | RE | 1 | 16 June 2008 | 11 September 2009 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 9 | 09 July 2007 | 19 December 2007 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 6 | 01 April 2003 | 19 December 2007 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 01 April 2003 | 19 December 2007 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 4 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 7 | 01 April 2003 | 09 December 2004 |
| Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 9 | 01 April 2003 | 09 December 2004 |