SFC Licences of KOO Sai Kwong 古世光

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Head & Shoulders Securities Limited 聯合證券有限公司 RE 1 15 December 2011 29 November 2013
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 1 01 April 2003 13 June 2011
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 9 01 April 2003 07 May 2004
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 6 01 April 2003 07 May 2004
Manulife Investment Management (Hong Kong) Limited 宏利投資管理(香港)有限公司 RE 4 01 April 2003 07 May 2004