SFC Licences of NG Mei Kuen, Vivian 吳美娟
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Forwin Futures Group Limited 富榮期貨集團有限公司 | RE | 2 | 17 September 2020 | 04 December 2023 |
Forwin Securities Group Limited 富榮證券集團有限公司 | RO | 1 | 29 October 2019 | |
Forwin Capital Management Limited 富榮資產管理有限公司 | RO | 9 | 29 October 2019 | |
Forwin Capital Management Limited 富榮資產管理有限公司 | RO | 4 | 29 October 2019 | |
Sunfund Securities Limited 東皓證券有限公司 | RO | 4 | 13 April 2018 | 26 November 2018 |
Sunfund Securities Limited 東皓證券有限公司 | RO | 1 | 13 April 2018 | 26 November 2018 |
Sunfund Fund Management Limited 東皓基金管理有限公司 | RE | 9 | 13 April 2018 | 15 October 2018 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 1 | 01 April 2003 | 23 December 2017 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 9 | 01 April 2003 | 23 August 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 6 | 01 April 2003 | 23 August 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 4 | 01 April 2003 | 23 August 2004 |
Kingston Securities Limited 金利豐證券有限公司 | RE | 7 | 01 April 2003 | 04 July 2003 |