SFC Licences of NG Mei Kuen, Vivian 吳美娟

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Forwin Futures Group Limited 富榮期貨集團有限公司 RE 2 17 September 2020 04 December 2023
Forwin Securities Group Limited 富榮證券集團有限公司 RO 1 29 October 2019
Forwin Capital Management Limited 富榮資產管理有限公司 RO 9 29 October 2019
Forwin Capital Management Limited 富榮資產管理有限公司 RO 4 29 October 2019
Sunfund Securities Limited 東皓證券有限公司 RO 4 13 April 2018 26 November 2018
Sunfund Securities Limited 東皓證券有限公司 RO 1 13 April 2018 26 November 2018
Sunfund Fund Management Limited 東皓基金管理有限公司 RE 9 13 April 2018 15 October 2018
Kingston Securities Limited 金利豐證券有限公司 RE 1 01 April 2003 23 December 2017
Kingston Securities Limited 金利豐證券有限公司 RE 9 01 April 2003 23 August 2004
Kingston Securities Limited 金利豐證券有限公司 RE 6 01 April 2003 23 August 2004
Kingston Securities Limited 金利豐證券有限公司 RE 4 01 April 2003 23 August 2004
Kingston Securities Limited 金利豐證券有限公司 RE 7 01 April 2003 04 July 2003