SFC Licences of NG Kwok Fai 吳國輝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| GF Securities (Hong Kong) Brokerage Limited 廣發証券(香港)經紀有限公司 | RO | 1 | 05 January 2009 | 04 January 2011 |
| GF Capital (Hong Kong) Limited 廣發融資(香港)有限公司 | RO | 6 | 31 January 2007 | 04 January 2011 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 | RO | 6 | 31 August 2006 | 26 January 2007 |
| CNI Global Capital Limited 中國北方環球資本有限公司 | RO | 6 | 16 September 2005 | 15 August 2006 |
| CNI Global Capital Limited 中國北方環球資本有限公司 | RE | 6 | 25 August 2005 | 16 September 2005 |
| CNI Global Capital Limited 中國北方環球資本有限公司 | RO | 6 | 15 March 2004 | 08 August 2005 |
| CNI Global Capital Limited 中國北方環球資本有限公司 | RE | 6 | 19 December 2003 | 15 March 2004 |
| Optima Capital Limited 創越融資有限公司 | RE | 6 | 01 April 2003 | 11 May 2004 |
| Optima Capital Limited 創越融資有限公司 | RE | 4 | 01 April 2003 | 11 July 2003 |
| Optima Capital Limited 創越融資有限公司 | RE | 9 | 01 April 2003 | 11 July 2003 |