SFC Licences of YIP Cheuk Yin, Ryan 葉卓然
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 | RE | 2 | 12 February 2009 | 08 September 2009 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 | RE | 1 | 12 February 2009 | 08 September 2009 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 1 | 01 April 2003 | 29 March 2007 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 2 | 01 April 2003 | 29 March 2007 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 9 | 01 April 2003 | 18 February 2005 |
| Kaiser Futures Limited 嘉信期貨有限公司 | RE | 5 | 01 April 2003 | 18 February 2005 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 6 | 01 April 2003 | 18 February 2005 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 4 | 01 April 2003 | 18 February 2005 |
| Kaiser Securities Limited 嘉信証券有限公司 | RE | 9 | 01 April 2003 | 18 February 2005 |