SFC Licences of WAN Hor Shun, Hetty 溫可巽
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 9 | 15 July 2016 | 27 January 2017 |
Hong Kong Asset Management Limited 香港資產管理有限公司 | RE | 4 | 15 July 2016 | 27 January 2017 |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 4 | 29 October 2014 | 17 February 2015 |
Noah Holdings (Hong Kong) Limited 諾亞控股(香港)有限公司 | RE | 1 | 29 October 2014 | 17 February 2015 |