SFC Licences of WONG Ka Man 黃家文

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RO 6 10 March 2010
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 RE 1 10 March 2010
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 RO 6 24 March 2009 05 March 2010
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 RO 1 24 March 2009 05 March 2010
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RO 6 26 February 2007 22 August 2007
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RO 1 26 February 2007 22 August 2007
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 1 03 February 2005 26 February 2007
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 6 01 April 2003 26 February 2007
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 9 01 April 2003 27 January 2004
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 RE 4 01 April 2003 27 January 2004