SFC Licences of WONG Ka Man 黃家文
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RO | 6 | 10 March 2010 | |
Daiwa Capital Markets Hong Kong Limited 大和資本市場香港有限公司 | RE | 1 | 10 March 2010 | |
Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 | RO | 6 | 24 March 2009 | 05 March 2010 |
Hai Tong Securities (HK) Brokerage Limited 海通證券(香港)經紀有限公司 | RO | 1 | 24 March 2009 | 05 March 2010 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RO | 6 | 26 February 2007 | 22 August 2007 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RO | 1 | 26 February 2007 | 22 August 2007 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 1 | 03 February 2005 | 26 February 2007 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 6 | 01 April 2003 | 26 February 2007 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 9 | 01 April 2003 | 27 January 2004 |
Everbright Securities Global (HK) Limited 光大證券環球(香港)有限公司 | RE | 4 | 01 April 2003 | 27 January 2004 |