SFC Licences of LAU Ka Chun, Ringo 劉家俊

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司	RE	1	12 August 2019
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司	RE	9	08 February 2011	21 November 2011
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司	RE	4	08 February 2011	21 November 2011
BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司	RE	1	08 February 2011	21 November 2011
AIA Wealth Management Company Limited 友邦財富管理有限公司	RO	4	23 September 2003	15 May 2009
AIA Wealth Management Company Limited 友邦財富管理有限公司	RO	1	23 September 2003	15 May 2009
AIA Wealth Management Company Limited 友邦財富管理有限公司	RO	9	23 September 2003	01 May 2009
AIA Wealth Management Company Limited 友邦財富管理有限公司	RE	1	01 April 2003	23 September 2003
AIA Wealth Management Company Limited 友邦財富管理有限公司	RE	9	01 April 2003	23 September 2003
AIA Wealth Management Company Limited 友邦財富管理有限公司	RE	4	01 April 2003	23 September 2003
AIA Wealth Management Company Limited 友邦財富管理有限公司	RE	6	01 April 2003	11 June 2003