SFC Licences of SUE Kenneth 蘇其暉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Zentrum Capital Advisors Limited | RO | 9 | 05 June 2018 | 02 December 2019 |
HSBC Structured Funds (Asia) Limited | RO | 9 | 15 March 2007 | 31 August 2011 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RO | 1 | 28 March 2006 | 27 June 2006 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 01 April 2003 | 28 March 2006 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 4 | 01 April 2003 | 17 April 2004 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 6 | 01 April 2003 | 08 January 2004 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 9 | 01 April 2003 | 08 January 2004 |