SFC Licences of SUE Kenneth 蘇其暉

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zentrum Capital Advisors Limited RO 9 05 June 2018 02 December 2019
HSBC Structured Funds (Asia) Limited RO 9 15 March 2007 31 August 2011
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RO 1 28 March 2006 27 June 2006
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 1 01 April 2003 28 March 2006
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 4 01 April 2003 17 April 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 6 01 April 2003 08 January 2004
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 RE 9 01 April 2003 08 January 2004