SFC Licences of LO Sing 盧勝

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
Convergence Technology Capital Limited 匯科資本(香港)有限公司	RO	9	10 August 2023
Convergence Technology Capital Limited 匯科資本(香港)有限公司	RO	4	10 August 2023
N Plus Capital Limited	RO	9	08 March 2018	31 May 2020
N Plus Capital Limited	RO	4	08 March 2018	31 May 2020
TOP GEAR ASSET MANAGEMENT COMPANY LIMITED 領馳資產管理有限公司	RO	9	15 September 2016	24 August 2017
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RO	9	04 May 2005	10 November 2015
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RO	5	04 May 2005	10 November 2015
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RO	4	04 May 2005	10 November 2015
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RO	1	04 May 2005	10 November 2015
Baring Asset Management (Asia) Limited 霸菱資產管理(亞洲)有限公司	RE	1	02 March 2005	04 May 2005
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司	RO	1	01 April 2003	01 March 2005
Win Securities Limited 贏證券有限公司	RO	1	01 April 2003	01 March 2005
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司	RO	7	01 April 2003	01 March 2005
Win Securities Limited 贏證券有限公司	RO	7	01 April 2003	01 March 2005
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司	RO	9	01 April 2003	26 January 2005
Win Securities Limited 贏證券有限公司	RO	9	01 April 2003	26 January 2005
Win Securities Limited 贏證券有限公司	RO	6	01 April 2003	26 January 2005
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司	RO	4	01 April 2003	26 January 2005
Monex Boom Securities (H.K.) Limited 寶盛證券(香港)有限公司	RO	6	01 April 2003	26 January 2005
Win Securities Limited 贏證券有限公司	RO	4	01 April 2003	26 January 2005