SFC Licences of LEE Man Wai, Mandy 李敏慧

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
ABCI Securities Company Limited 農銀國際證券有限公司 RE 1 02 November 2023
Valuable Capital Limited 華盛資本証券有限公司 RE 1 24 September 2020 31 August 2023
China Industrial Securities International Brokerage Limited 興證國際證券有限公司 RE 1 19 January 2015 31 August 2020
BOCOM International Securities Limited 交銀國際證券有限公司 RE 1 29 September 2010 13 January 2015
Beevest Securities Limited 蜂投證券有限公司 RE 2 19 November 2008 18 September 2010
Beevest Securities Limited 蜂投證券有限公司 RE 1 05 June 2007 18 September 2010
Delta Asia Securities Limited 滙業證券有限公司 RE 1 01 April 2003 31 May 2007
Delta Asia Securities Limited 滙業證券有限公司 RE 4 01 April 2003 21 October 2003
Delta Asia Securities Limited 滙業證券有限公司 RE 6 01 April 2003 21 October 2003
Delta Asia Securities Limited 滙業證券有限公司 RE 7 01 April 2003 21 October 2003
Delta Asia Securities Limited 滙業證券有限公司 RE 9 01 April 2003 21 October 2003
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 2 01 April 2003 21 October 2003
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 5 01 April 2003 21 October 2003
Delta Asia Financial Futures Limited 滙業金融期貨有限公司 RE 9 01 April 2003 21 October 2003