| Institution |
Role |
Licences |
Start date |
End date |
Joincap Securities Limited 中楷證券有限公司
|
RO |
1 |
31 December 2018 |
|
Joincap Capital Limited 中楷資本有限公司
|
RO |
4, 9 |
31 December 2018 |
|
Joincap Capital Limited 中楷資本有限公司
|
RE |
4, 9 |
11 December 2018 |
31 December 2018 |
Joincap Securities Limited 中楷證券有限公司
|
RE |
1 |
11 December 2018 |
31 December 2018 |
uSmart Securities Limited 盈立證券有限公司
|
RO |
1, 4, 9 |
13 July 2017 |
09 December 2018 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司
|
RO |
4, 9 |
12 July 2016 |
10 July 2017 |
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司
|
RO |
1 |
07 June 2016 |
10 July 2017 |
Zhong Yang Securities Limited 中陽證券有限公司
|
RO |
1 |
04 March 2016 |
17 March 2016 |
TC Concord Securities Limited 天宸康合證券有限公司
|
RO |
1, 2 |
28 February 2014 |
03 January 2016 |
TC Concord Securities Limited 天宸康合證券有限公司
|
RE |
1, 2 |
19 February 2014 |
28 February 2014 |
Well Link Securities Limited 立橋證券有限公司
|
RO |
1, 2 |
03 June 2013 |
10 February 2014 |
Oriental Wealth Futures Limited 東方滙富期貨有限公司
|
RO |
2 |
27 July 2012 |
01 June 2013 |
Oriental Wealth Securities Limited 東方滙富證券有限公司
|
RO |
1 |
27 July 2012 |
01 June 2013 |
Well Link Securities Limited 立橋證券有限公司
|
RO |
1, 2 |
01 March 2012 |
23 July 2012 |
Well Link Securities Limited 立橋證券有限公司
|
RE |
1, 2 |
13 February 2012 |
01 March 2012 |
Huarong International Securities Limited 華融國際證券有限公司
|
RE |
4 |
22 September 2011 |
01 February 2012 |
Huarong International Securities Limited 華融國際證券有限公司
|
RO |
1, 2 |
23 August 2011 |
01 February 2012 |
Huarong International Securities Limited 華融國際證券有限公司
|
RE |
2 |
30 December 2004 |
23 August 2011 |
Huarong International Securities Limited 華融國際證券有限公司
|
RE |
1 |
15 January 2004 |
23 August 2011 |