SFC Licences of FUNG Siu Hung 馮兆鴻

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Joincap Securities Limited 中楷證券有限公司
RO 1 31 December 2018
Joincap Capital Limited 中楷資本有限公司
RO 4, 9 31 December 2018
Joincap Capital Limited 中楷資本有限公司
RE 4, 9 11 December 2018 31 December 2018
Joincap Securities Limited 中楷證券有限公司
RE 1 11 December 2018 31 December 2018
uSmart Securities Limited 盈立證券有限公司
RO 1, 4, 9 13 July 2017 09 December 2018
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司
RO 4, 9 12 July 2016 10 July 2017
CNCB (Hong Kong) Capital Limited 信銀(香港)資本有限公司
RO 1 07 June 2016 10 July 2017
Zhong Yang Securities Limited 中陽證券有限公司
RO 1 04 March 2016 17 March 2016
TC Concord Securities Limited 天宸康合證券有限公司
RO 1, 2 28 February 2014 03 January 2016
TC Concord Securities Limited 天宸康合證券有限公司
RE 1, 2 19 February 2014 28 February 2014
Well Link Securities Limited 立橋證券有限公司
RO 1, 2 03 June 2013 10 February 2014
Oriental Wealth Futures Limited 東方滙富期貨有限公司
RO 2 27 July 2012 01 June 2013
Oriental Wealth Securities Limited 東方滙富證券有限公司
RO 1 27 July 2012 01 June 2013
Well Link Securities Limited 立橋證券有限公司
RO 1, 2 01 March 2012 23 July 2012
Well Link Securities Limited 立橋證券有限公司
RE 1, 2 13 February 2012 01 March 2012
Huarong International Securities Limited 華融國際證券有限公司
RE 4 22 September 2011 01 February 2012
Huarong International Securities Limited 華融國際證券有限公司
RO 1, 2 23 August 2011 01 February 2012
Huarong International Securities Limited 華融國際證券有限公司
RE 2 30 December 2004 23 August 2011
Huarong International Securities Limited 華融國際證券有限公司
RE 1 15 January 2004 23 August 2011