SFC Licences of ROY Ranodeb
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Hong Kong Securities Limited | RO | 2 | 30 November 2010 | 02 September 2011 |
Morgan Stanley Hong Kong Futures Limited | RO | 7 | 28 January 2010 | 02 September 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 7 | 28 January 2010 | 02 September 2011 |
Morgan Stanley Hong Kong Futures Limited | RO | 2 | 30 July 2008 | 02 September 2011 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RO | 1 | 30 July 2008 | 02 September 2011 |
Morgan Stanley Hong Kong Futures Limited | RE | 2 | 28 March 2008 | 30 July 2008 |
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 28 March 2008 | 30 July 2008 |
Merrill Lynch Futures (Hong Kong) Limited | RO | 2 | 25 October 2007 | 21 November 2007 |
Merrill Lynch (Asia Pacific) Limited | RO | 7 | 14 August 2007 | 21 November 2007 |
Merrill Lynch (Asia Pacific) Limited | RO | 1 | 14 August 2007 | 21 November 2007 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 13 June 2007 | 25 October 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 13 June 2007 | 14 August 2007 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 24 July 2006 |
Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 23 March 2005 |
Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |