SFC Licences of ROY Ranodeb

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Morgan Stanley Hong Kong Securities Limited RO 2 30 November 2010 02 September 2011
Morgan Stanley Hong Kong Futures Limited RO 7 28 January 2010 02 September 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 7 28 January 2010 02 September 2011
Morgan Stanley Hong Kong Futures Limited RO 2 30 July 2008 02 September 2011
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RO 1 30 July 2008 02 September 2011
Morgan Stanley Hong Kong Futures Limited RE 2 28 March 2008 30 July 2008
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 RE 1 28 March 2008 30 July 2008
Merrill Lynch Futures (Hong Kong) Limited RO 2 25 October 2007 21 November 2007
Merrill Lynch (Asia Pacific) Limited RO 7 14 August 2007 21 November 2007
Merrill Lynch (Asia Pacific) Limited RO 1 14 August 2007 21 November 2007
Merrill Lynch Futures (Hong Kong) Limited RE 2 13 June 2007 25 October 2007
Merrill Lynch (Asia Pacific) Limited RE 1 13 June 2007 14 August 2007
Merrill Lynch (Asia Pacific) Limited RE 1 01 April 2003 24 July 2006
Merrill Lynch (Asia Pacific) Limited RE 4 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 6 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 7 01 April 2003 23 March 2005
Merrill Lynch (Asia Pacific) Limited RE 9 01 April 2003 25 January 2005