SFC Licences of MATTHEWS Mark Shirreff 馬修斯
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Macquarie Capital Limited 麥格理資本股份有限公司 | RE | 4 | 11 November 2009 | 10 May 2011 |
Fox-Pitt, Kelton (Asia) Limited | RE | 4 | 24 February 2009 | 16 October 2009 |
Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 14 September 2007 | 21 February 2009 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 14 September 2007 | 21 February 2009 |