SFC Licences of LAM John Junior 林慕賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 9 20 December 2017
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 4 20 December 2017
Venture Smart Asia Limited 意博資本亞洲有限公司 RE 1 20 December 2017
Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 RE 4 30 September 2013 30 September 2014
Vontobel Wealth Management (Hong Kong) Limited 瑞萬通博財富管理（香港）有限公司 RE 1 30 September 2013 30 September 2014
BOCI Securities Limited 中銀國際證券有限公司 RE 4 27 October 2011 09 July 2013
BOCI Securities Limited 中銀國際證券有限公司 RE 1 27 October 2011 09 July 2013
Merrill Lynch Futures (Hong Kong) Limited RE 2 12 June 2008 19 December 2009
Merrill Lynch (Asia Pacific) Limited RE 1 12 June 2008 19 December 2009
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 24 March 2005 30 May 2008
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 01 March 2005 30 May 2008
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 01 March 2005 30 May 2008
Jefferies Bache (Hong Kong) Limited RE 2 01 April 2003 24 February 2005
FT Securities Limited 富通證券有限公司 RE 1 01 April 2003 24 February 2005
Jefferies Bache (Hong Kong) Limited RE 9 01 April 2003 17 May 2004
Jefferies Bache (Hong Kong) Limited RE 5 01 April 2003 17 May 2004
FT Securities Limited 富通證券有限公司 RE 9 01 April 2003 17 May 2004
FT Securities Limited 富通證券有限公司 RE 6 01 April 2003 17 May 2004
FT Securities Limited 富通證券有限公司 RE 4 01 April 2003 17 May 2004