SFC Licences of ZAU Chwan Yeu, Stanley 邵傳禹
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Ortus Capital Management Limited 泓策投資管理有限公司 | RE | 9 | 16 August 2010 | 11 May 2011 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 2 | 20 June 2006 | 30 June 2008 |
Bear Stearns Asia Limited 貝爾斯登亞洲有限公司 | RE | 1 | 20 June 2006 | 30 June 2008 |
Merrill Lynch (Asia Pacific) Limited | RE | 1 | 29 November 2005 | 17 December 2005 |