SFC Licences of LOU Ming 劉明

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 RO 1 06 August 2020 01 December 2022
Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 RO 6 04 May 2020 01 December 2022
Luk Fook Capital (HK) Limited 六福資本(香港)有限公司 RE 6 16 March 2020 04 May 2020
Grand Moore Capital Limited 中毅資本有限公司 RO 6 07 February 2020 13 March 2020
Grand Moore Capital Limited 中毅資本有限公司 RE 6 03 February 2020 07 February 2020
Great Wall Pan Asia Corporate Finance Limited 長城環亞融資有限公司 RO 6 03 July 2017 13 January 2020
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RO 6 29 April 2015 03 January 2017
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RE 6 30 March 2015 29 April 2015
Partners Capital International Limited 博大資本國際有限公司 RO 6 29 August 2013 01 March 2015
Kingston Corporate Finance Limited 金利豐財務顧問有限公司 RO 6 30 June 2010 11 April 2013
VC Capital Limited 滙盈融資有限公司 RO 6 21 October 2004 23 June 2010
VC Capital Limited 滙盈融資有限公司 RO 4 21 October 2004 29 March 2005
VC Capital Limited 滙盈融資有限公司 RE 6 26 August 2004 21 October 2004
VC Capital Limited 滙盈融資有限公司 RE 4 26 August 2004 21 October 2004
WAG Financial Services Group Limited 華高金融服務有限公司 RO 6 09 July 2004 26 August 2004
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RO 6 09 July 2004 26 August 2004
WAG Financial Services Group Limited 華高金融服務有限公司 RE 4 09 July 2004 26 August 2004
Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 RE 4 09 July 2004 26 August 2004
Platinum Securities Company Limited 百德能證券有限公司 RE 9 01 April 2003 04 January 2004
Platinum Securities Company Limited 百德能證券有限公司 RE 6 01 April 2003 04 January 2004
Platinum Securities Company Limited 百德能證券有限公司 RE 4 01 April 2003 04 January 2004