SFC Licenceholders of Platinum Securities Company Limited 百德能證券有限公司
- compliance@platina.net
- Website
- www.platinum-asia.com
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| AROSTI Marco | RO | 6 | 14 May 2015 | 12 August 2016 |
| AROSTI Marco | RO | 1 | 14 May 2015 | 12 August 2016 |
| AROSTI Marco | RE | 1 | 23 March 2015 | 14 May 2015 |
| AROSTI Marco | RE | 6 | 23 March 2015 | 14 May 2015 |
| AU Ka Chun 區家俊 | RE | 1 | 28 January 2008 | 21 June 2009 |
| AU Ka Chun 區家俊 | RE | 6 | 28 January 2008 | 21 June 2009 |
| AU Maureen 柯橞錤 | RE | 6 | 01 April 2003 | 09 July 2003 |
| AU Maureen 柯橞錤 | RE | 4 | 01 April 2003 | 09 July 2003 |
| AU Maureen 柯橞錤 | RE | 9 | 01 April 2003 | 09 July 2003 |
| AU YEUNG Kin Nam 歐陽健男 | RE | 1 | 15 February 2006 | 22 September 2006 |
| AU YEUNG Kin Nam 歐陽健男 | RE | 6 | 15 February 2006 | 22 September 2006 |
| BAN Sui Lyn, Lena | RE | 6 | 19 November 2009 | 19 January 2010 |
| BAN Sui Lyn, Lena | RE | 1 | 19 November 2009 | 19 January 2010 |
| CHAN Hiu Shan 陳曉珊 | RE | 6 | 11 May 2011 | 30 January 2014 |
| CHAN Hiu Shan 陳曉珊 | RE | 1 | 11 May 2011 | 30 January 2014 |
| CHAN Hok Leung 陳學良 | RO | 6 | 29 January 2008 | 21 October 2009 |
| CHAN Hok Leung 陳學良 | RO | 1 | 29 January 2008 | 21 October 2009 |
| CHAN Lai Sing 陳澧昇 | RE | 6 | 19 July 2017 | 09 June 2018 |
| CHAN Lai Sing 陳澧昇 | RE | 1 | 19 July 2017 | 09 June 2018 |
| CHAN Man Hin, Rocky 陳敏軒 | RE | 4 | 01 April 2003 | 19 May 2003 |
| CHAN Man Hin, Rocky 陳敏軒 | RE | 6 | 01 April 2003 | 19 May 2003 |
| CHAN Man Hin, Rocky 陳敏軒 | RE | 9 | 01 April 2003 | 19 May 2003 |
| CHAN Tung Yuen 陳東遠 | RO | 6 | 21 September 2004 | 16 November 2004 |
| CHAN Tung Yuen 陳東遠 | RE | 6 | 28 June 2004 | 21 September 2004 |
| CHAN Wai Yiu 陳暐耀 | RE | 1 | 20 October 2014 | 18 October 2016 |
| CHAN Wai Yiu 陳暐耀 | RE | 6 | 20 October 2014 | 18 October 2016 |
| CHEAH Ming Huat 謝銘軒 | RE | 1 | 07 April 2008 | 11 September 2008 |
| CHEAH Ming Huat 謝銘軒 | RE | 6 | 07 April 2008 | 11 September 2008 |
| CHEN Jianyuan, Edwin 陳建元 | RE | 6 | 06 March 2008 | 08 March 2009 |
| CHEN Jianyuan, Edwin 陳建元 | RE | 1 | 06 March 2008 | 08 March 2009 |
| CHENG Siu Kong, Conrad 鄭小剛 | RE | 1 | 07 June 2007 | 21 August 2007 |
| CHENG Siu Kong, Conrad 鄭小剛 | RE | 6 | 11 May 2007 | 21 August 2007 |
| CHENG Tai Sheung 鄭大雙 | RE | 1 | 02 June 2005 | 13 October 2006 |
| CHENG Tai Sheung 鄭大雙 | RE | 6 | 23 February 2005 | 13 October 2006 |
| CHENG Yat Wai 鄭逸威 | RE | 6 | 14 June 2004 | 18 April 2005 |
| CHEUNG Ho Ming 張可明 | RE | 6 | 17 November 2006 | 19 March 2011 |
| CHEUNG Ho Ming 張可明 | RE | 1 | 17 November 2006 | 19 March 2011 |
| CHEUNG Hong Man 張匡文 | RE | 1 | 23 September 2013 | 31 July 2015 |
| CHEUNG Hong Man 張匡文 | RE | 6 | 23 September 2013 | 31 July 2015 |
| CHEUNG Kar Kit, Jonathan 張家傑 | RE | 1 | 30 November 2007 | 15 January 2011 |
| CHEUNG Kar Kit, Jonathan 張家傑 | RE | 6 | 30 November 2007 | 15 January 2011 |
| CHEUNG Po Kuen, Michael 張寶權 | RE | 1 | 15 May 2006 | 04 August 2006 |
| CHEUNG Po Kuen, Michael 張寶權 | RE | 6 | 15 May 2006 | 04 August 2006 |
| CHEUNG Po Kuen, Michael 張寶權 | RO | 1 | 04 August 2006 | 24 October 2006 |
| CHEUNG Po Kuen, Michael 張寶權 | RO | 6 | 04 August 2006 | 24 October 2006 |
| CHEUNG Po Kuen, Michael 張寶權 | RE | 6 | 06 January 2005 | 01 April 2005 |
| CHEUNG Ting Kee 張廷基 | RO | 6 | 28 March 2008 | 20 January 2009 |
| CHEUNG Ting Kee 張廷基 | RO | 1 | 28 March 2008 | 20 January 2009 |
| CHEUNG Ting Kee 張廷基 | RO | 1 | 17 August 2005 | 17 September 2007 |
| CHEUNG Ting Kee 張廷基 | RO | 6 | 17 August 2005 | 17 September 2007 |
| CHEUNG Ting Kee 張廷基 | RE | 6 | 07 June 2005 | 17 August 2005 |
| CHEUNG Ting Kee 張廷基 | RE | 1 | 07 June 2005 | 17 August 2005 |
| CHIU King Yan 趙敬仁 | RE | 6 | 28 December 2006 | 23 May 2007 |
| CHIU King Yan 趙敬仁 | RE | 1 | 28 December 2006 | 23 May 2007 |
| CHOI Man Kay, Peter 蔡文基 | RO | 1 | 26 April 2005 | 12 October 2005 |
| CHU Hoi Yee 朱凱兒 | RE | 1 | 17 March 2010 | 18 August 2010 |
| CHU Hoi Yee 朱凱兒 | RE | 6 | 17 March 2010 | 18 August 2010 |
| CHU Ka Siu 朱嘉兆 | RE | 6 | 11 June 2013 | 18 July 2013 |
| CHU Ka Siu 朱嘉兆 | RE | 1 | 11 June 2013 | 18 July 2013 |
| FENG Wen 馮文 | RE | 6 | 20 October 2015 | 14 February 2020 |
| FENG Wen 馮文 | RE | 1 | 20 October 2015 | 14 February 2020 |
| FONG Man, Julisa 方敏 | RE | 6 | 01 April 2003 | 03 March 2004 |
| FONG Man, Julisa 方敏 | RE | 4 | 01 April 2003 | 03 March 2004 |
| FONG Man, Julisa 方敏 | RE | 9 | 01 April 2003 | 03 March 2004 |
| FOX Robin Jonathan Gibbs | RO | 6 | 29 August 2016 | 25 August 2018 |
| FOX Robin Jonathan Gibbs | RO | 1 | 29 August 2016 | 25 August 2018 |
| FOX Robin Jonathan Gibbs | RE | 6 | 14 July 2016 | 29 August 2016 |
| FOX Robin Jonathan Gibbs | RE | 1 | 14 July 2016 | 29 August 2016 |
| GILL Harjot Singh | RE | 6 | 03 March 2021 | 17 June 2022 |
| GILL Harjot Singh | RE | 1 | 03 March 2021 | 17 June 2022 |
| HIGSON SMITH Louis Piers | RO | 6 | 01 December 2020 | |
| HIGSON SMITH Louis Piers | RO | 1 | 01 December 2020 | |
| HIGSON SMITH Louis Piers | RO | 6 | 07 July 2009 | 22 January 2014 |
| HIGSON SMITH Louis Piers | RO | 1 | 07 July 2009 | 22 January 2014 |
| HILL Stephen Christopher | RE | 1 | 05 October 2015 | 03 October 2017 |
| HILL Stephen Christopher | RE | 6 | 05 October 2015 | 03 October 2017 |
| HO Ka Shun 何家舜 | RE | 1 | 17 March 2008 | 01 May 2009 |
| HO Ka Shun 何家舜 | RE | 6 | 17 March 2008 | 01 May 2009 |
| HO Ka Yee, Angela 何嘉儀 | RE | 6 | 08 November 2004 | 09 August 2006 |
| HO Yuk Sing, Wilson 何旭陞 | RE | 6 | 16 August 2005 | 20 October 2006 |
| HUI King Leuk 許敬略 | RE | 6 | 02 February 2011 | 17 February 2011 |
| HUI King Leuk 許敬略 | RE | 1 | 02 February 2011 | 17 February 2011 |
| HUNG Wai Law, Christine 洪蕙娜 | RE | 6 | 21 July 2014 | 17 June 2015 |
| HUNG Wai Law, Christine 洪蕙娜 | RE | 1 | 21 July 2014 | 17 June 2015 |
| HUO Xintong 霍薪同 | RE | 6 | 05 December 2016 | 31 March 2017 |
| HUO Xintong 霍薪同 | RE | 1 | 05 December 2016 | 31 March 2017 |
| JOSHI Nachiket Prakash | RE | 6 | 21 February 2007 | 27 April 2007 |
| JOSHI Nachiket Prakash | RE | 1 | 21 February 2007 | 27 April 2007 |
| LAI Shu Fun, Francis Alvin 黎樹勳 | RO | 1 | 17 August 2005 | 15 September 2006 |
| LAI Shu Fun, Francis Alvin 黎樹勳 | RO | 6 | 18 May 2005 | 15 September 2006 |
| LAI Shu Fun, Francis Alvin 黎樹勳 | RE | 6 | 01 April 2003 | 18 May 2005 |
| LAI Shu Fun, Francis Alvin 黎樹勳 | RE | 4 | 01 April 2003 | 21 December 2004 |
| LAI Shu Fun, Francis Alvin 黎樹勳 | RE | 9 | 01 April 2003 | 21 December 2004 |
| LAM Suen Kit 林宣傑 | RE | 4 | 01 April 2003 | 16 February 2004 |
| LAM Suen Kit 林宣傑 | RE | 6 | 01 April 2003 | 16 February 2004 |
| LAM Suen Kit 林宣傑 | RE | 9 | 01 April 2003 | 16 February 2004 |
| LAU Chi Yue, Tony 劉智榆 | RE | 1 | 16 December 2016 | 06 March 2017 |
| LAU Chi Yue, Tony 劉智榆 | RE | 6 | 16 December 2016 | 06 March 2017 |
| LAU Ho Kei 劉浩基 | RE | 6 | 30 June 2006 | 04 August 2006 |
| LAU Ho Kei 劉浩基 | RE | 1 | 30 June 2006 | 04 August 2006 |
| LAU Jeny 劉珍妮 | RO | 9 | 01 April 2003 | 01 July 2004 |
| LAU Jeny 劉珍妮 | RO | 6 | 01 April 2003 | 01 July 2004 |
| LAU Jeny 劉珍妮 | RO | 4 | 01 April 2003 | 01 July 2004 |
| LAU Kin Chung, Alex 劉健聰 | RE | 6 | 18 May 2011 | 30 January 2014 |
| LAU Kin Chung, Alex 劉健聰 | RE | 1 | 18 May 2011 | 30 January 2014 |
| LAU Suk Han, Loretta 劉淑嫻 | RO | 6 | 28 July 2020 | 31 December 2023 |
| LAU Suk Han, Loretta 劉淑嫻 | RO | 1 | 28 July 2020 | 31 December 2023 |
| LAU Suk Han, Loretta 劉淑嫻 | RE | 1 | 31 July 2015 | 28 July 2020 |
| LAU Suk Han, Loretta 劉淑嫻 | RE | 6 | 31 July 2015 | 28 July 2020 |
| LEUNG Kenneth Po Hin 梁譜軒 | RE | 1 | 20 February 2020 | 29 April 2022 |
| LEUNG Kenneth Po Hin 梁譜軒 | RE | 6 | 20 February 2020 | 29 April 2022 |
| LI Lan 李瀾 | RO | 6 | 09 November 2010 | 30 June 2020 |
| LI Lan 李瀾 | RO | 1 | 09 November 2010 | 30 June 2020 |
| LI Lan 李瀾 | RE | 1 | 08 May 2006 | 09 November 2010 |
| LI Lan 李瀾 | RE | 6 | 08 May 2006 | 09 November 2010 |
| LI Sing Hei, Eric 李晟希 | RE | 1 | 26 February 2014 | 19 September 2014 |
| LI Sing Hei, Eric 李晟希 | RE | 6 | 26 February 2014 | 19 September 2014 |
| LI Xinwei 李昕維 | RE | 6 | 08 July 2013 | 16 August 2013 |
| LI Xinwei 李昕維 | RE | 1 | 08 July 2013 | 16 August 2013 |
| LI Yang 李洋 | RE | 6 | 13 October 2011 | 26 February 2013 |
| LI Yang 李洋 | RE | 1 | 13 October 2011 | 26 February 2013 |
| LI Zhi Wei 李芷蔚 | RE | 6 | 16 November 2006 | 28 November 2006 |
| LIU Chee Ming 劉志敏 | RO | 9 | 01 April 2003 | 04 February 2005 |
| LIU Chee Ming 劉志敏 | RO | 4 | 01 April 2003 | 04 February 2005 |
| LIU Chee Ming 劉志敏 | RO | 6 | 01 April 2003 | |
| LIU Chee Ming 劉志敏 | RO | 1 | 01 April 2003 | |
| LIU Ka Hin 廖家顯 | RE | 1 | 02 June 2005 | 20 July 2005 |
| LO Kwok Tung 盧國東 | RE | 1 | 02 June 2005 | 05 January 2009 |
| LO Kwok Tung 盧國東 | RE | 6 | 23 February 2005 | 05 January 2009 |
| LOU Ming 劉明 | RE | 4 | 01 April 2003 | 04 January 2004 |
| LOU Ming 劉明 | RE | 6 | 01 April 2003 | 04 January 2004 |
| LOU Ming 劉明 | RE | 9 | 01 April 2003 | 04 January 2004 |
| LU Zijun 陸子俊 | RE | 6 | 18 July 2022 | |
| LU Zijun 陸子俊 | RE | 1 | 18 July 2022 | |
| LUI Mei Yee 呂美儀 | RE | 1 | 19 June 2006 | 12 October 2006 |
| LUI Mei Yee 呂美儀 | RE | 6 | 19 June 2006 | 12 October 2006 |
| LUK Pui Chi 陸佩芝 | RE | 1 | 24 November 2010 | 12 July 2011 |
| LUK Pui Chi 陸佩芝 | RE | 6 | 24 November 2010 | 12 July 2011 |
| MAHONY Terence Francis | RO | 1 | 17 December 2007 | 25 November 2009 |
| MAHONY Terence Francis | RO | 6 | 17 December 2007 | 25 November 2009 |
| MAHONY Terence Francis | RE | 6 | 23 August 2007 | 17 December 2007 |
| MAHONY Terence Francis | RE | 1 | 23 August 2007 | 17 December 2007 |
| MCCOWAN Rupert Alexander James | RE | 1 | 17 September 2004 | 20 November 2004 |
| NG Carmen C M 吳家汶 | RE | 6 | 14 April 2021 | 15 July 2022 |
| NG Carmen C M 吳家汶 | RE | 1 | 14 April 2021 | 15 July 2022 |
| NG Hon Man 伍翰文 | RE | 6 | 18 January 2017 | 17 September 2018 |
| NG Hon Man 伍翰文 | RE | 1 | 18 January 2017 | 17 September 2018 |
| NG Hon Man 伍翰文 | RE | 6 | 18 September 2013 | 13 February 2014 |
| NG Hon Man 伍翰文 | RE | 1 | 18 September 2013 | 13 February 2014 |
| NG Ka Ian 吳嘉欣 | RE | 6 | 14 June 2017 | 14 February 2020 |
| NG Ka Ian 吳嘉欣 | RE | 1 | 14 June 2017 | 14 February 2020 |
| NG Kin Kwan 吳建群 | RE | 6 | 10 January 2012 | 20 March 2013 |
| NG Kin Kwan 吳建群 | RE | 1 | 10 January 2012 | 20 March 2013 |
| NG Ming Kwan 吳銘軍 | RE | 6 | 06 November 2006 | 10 May 2007 |
| NG Ming Kwan 吳銘軍 | RE | 1 | 06 November 2006 | 10 May 2007 |
| NG Ying Kit 吳映吉 | RE | 1 | 07 November 2005 | 16 November 2006 |
| NG Ying Kit 吳映吉 | RE | 6 | 13 September 2005 | 16 November 2006 |
| PAN Longhao 潘龍浩 | RE | 1 | 27 February 2014 | 13 September 2016 |
| PAN Longhao 潘龍浩 | RE | 6 | 27 February 2014 | 13 September 2016 |
| PANG Chi Wing, Victor 彭祉穎 | RE | 1 | 02 June 2005 | 24 March 2006 |
| PANG Chi Wing, Victor 彭祉穎 | RE | 6 | 17 June 2004 | 24 March 2006 |
| PANG Ka Po 彭家寳 | RE | 1 | 12 May 2014 | 01 April 2015 |
| PANG Ka Po 彭家寳 | RE | 6 | 12 May 2014 | 01 April 2015 |
| POON Ho Ying, Irene 潘可盈 | RE | 6 | 12 April 2013 | 21 August 2013 |
| POON Ho Ying, Irene 潘可盈 | RE | 1 | 12 April 2013 | 21 August 2013 |
| POON Ho Ying, Irene 潘可盈 | RE | 9 | 01 April 2003 | 09 April 2004 |
| POON Ho Ying, Irene 潘可盈 | RE | 6 | 01 April 2003 | 09 April 2004 |
| POON Ho Ying, Irene 潘可盈 | RE | 4 | 01 April 2003 | 09 April 2004 |
| RAMSAY Ian Ross McGregor | RE | 1 | 18 May 2016 | |
| RAMSAY Ian Ross McGregor | RE | 6 | 18 May 2016 | |
| RAMSAY Ian Ross McGregor | RE | 1 | 06 June 2014 | 22 October 2015 |
| RAMSAY Ian Ross McGregor | RE | 6 | 06 June 2014 | 22 October 2015 |
| RAMSAY Ian Ross McGregor | RO | 1 | 14 March 2008 | 06 June 2014 |
| RAMSAY Ian Ross McGregor | RO | 6 | 14 March 2008 | 06 June 2014 |
| RAMSAY Ian Ross McGregor | RE | 1 | 13 August 2007 | 14 March 2008 |
| RAMSAY Ian Ross McGregor | RE | 6 | 13 August 2007 | 14 March 2008 |
| SIU Ronald 蕭佑忠 | RE | 1 | 26 April 2010 | 02 December 2010 |
| SIU Ronald 蕭佑忠 | RE | 6 | 26 April 2010 | 02 December 2010 |
| TAM Sin Bun 譚善斌 | RE | 6 | 31 July 2007 | 14 December 2007 |
| TAM Sin Bun 譚善斌 | RE | 1 | 06 September 2007 | 19 November 2007 |
| TANG Tsz Chun 鄧子晉 | RE | 6 | 23 June 2020 | 15 October 2021 |
| TANG Tsz Chun 鄧子晉 | RE | 1 | 23 June 2020 | 15 October 2021 |
| THOMAS Robert Heriot Lindsay | RO | 4 | 01 April 2003 | 18 October 2004 |
| THOMAS Robert Heriot Lindsay | RO | 9 | 01 April 2003 | 18 October 2004 |
| THOMAS Robert Heriot Lindsay | RO | 6 | 01 April 2003 | 18 October 2004 |
| TIN Ming Kit 田銘傑 | RE | 1 | 10 July 2006 | 01 February 2011 |
| TIN Ming Kit 田銘傑 | RE | 6 | 10 July 2006 | 01 February 2011 |
| TSE Benjamin Andrew Jonathan 謝紹豪 | RE | 6 | 10 July 2006 | 20 July 2006 |
| TSE Benjamin Andrew Jonathan 謝紹豪 | RE | 1 | 10 July 2006 | 20 July 2006 |
| TSUI Long Hang, Ryan 崔朗鏗 | RE | 6 | 18 July 2023 | |
| TSUI Long Hang, Ryan 崔朗鏗 | RE | 1 | 18 July 2023 | |
| WAI To Chung, Andy 韋道聰 | RE | 6 | 08 July 2004 | 20 November 2004 |
| WEI Hong Jie 魏弘捷 | RE | 1 | 08 July 2016 | 16 November 2018 |
| WEI Hong Jie 魏弘捷 | RE | 6 | 08 July 2016 | 16 November 2018 |
| WONG Chi Ming 黃志明 | RE | 6 | 31 October 2006 | 02 March 2007 |
| WONG Chi Ming 黃志明 | RE | 1 | 01 December 2006 | 02 March 2007 |
| WONG Fung Lung 黃豐龍 | RE | 6 | 18 October 2011 | 24 December 2012 |
| WONG Fung Lung 黃豐龍 | RE | 1 | 18 October 2011 | 24 December 2012 |
| WONG Hoi Yui Justin 黃愷睿 | RE | 1 | 10 December 2013 | 04 July 2014 |
| WONG Hoi Yui Justin 黃愷睿 | RE | 6 | 10 December 2013 | 04 July 2014 |
| WONG Kwok Yin 王國賢 | RE | 6 | 08 December 2006 | 05 April 2007 |
| WONG Kwok Yin 王國賢 | RE | 1 | 08 December 2006 | 05 April 2007 |
| WONG Sze Chun 黃斯雋 | RE | 1 | 26 October 2015 | 04 January 2016 |
| WONG Sze Chun 黃斯雋 | RE | 6 | 26 October 2015 | 04 January 2016 |
| WONG Wai Kwok 王衛國 | RE | 6 | 22 January 2007 | 23 April 2007 |
| WONG Wai Kwok 王衛國 | RE | 1 | 22 January 2007 | 23 April 2007 |
| WONG Wing Kai 黃榮佳 | RE | 1 | 20 January 2023 | 27 January 2023 |
| WONG Wing Kai 黃榮佳 | RE | 6 | 06 December 2022 | 27 January 2023 |
| WONG Yue Tak 王汝德 | RE | 1 | 24 June 2014 | 28 July 2014 |
| WONG Yue Tak 王汝德 | RE | 6 | 24 June 2014 | 28 July 2014 |
| WONG Yue Tak 王汝德 | RO | 1 | 28 July 2014 | 31 July 2015 |
| WONG Yue Tak 王汝德 | RO | 6 | 28 July 2014 | 31 July 2015 |
| YAN Si 晏思 | RE | 1 | 01 December 2010 | 18 July 2011 |
| YAN Si 晏思 | RE | 6 | 01 December 2010 | 18 July 2011 |
| ZHANG Bing 張冰 | RE | 1 | 03 November 2015 | 28 April 2016 |
| ZHANG Bing 張冰 | RE | 6 | 03 November 2015 | 28 April 2016 |