SFC Licences of JONES Robert Franklin Jr. 鍾尚錞
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
FCL Advisory Limited | RO | 9 | 23 October 2007 | |
FCL Advisory Limited | RO | 4 | 01 March 2005 | |
ALPS Advisory (HK) Limited | RO | 9 | 30 January 2004 | 04 August 2004 |
ALPS Advisory (HK) Limited | RO | 4 | 30 January 2004 | 04 August 2004 |