SFC Licences of LAI Kin To, Joseph 賴建濤
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Sumo Asset Management Limited 盛門資產管理有限公司 | RE | 9 | 24 March 2011 | 24 October 2011 |
iTTa Capital Limited 意達資本有限公司 | RE | 4 | 24 March 2011 | 24 October 2011 |
iTTa Capital Limited 意達資本有限公司 | RE | 1 | 24 March 2011 | 24 October 2011 |
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 9 | 07 March 2011 | 15 March 2011 |
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 4 | 07 March 2011 | 15 March 2011 |
BMI Funds Management Limited 邦盟滙駿基金管理有限公司 | RE | 1 | 07 March 2011 | 15 March 2011 |
Henyep Capital Management Limited 興業資本管理有限公司 | RO | 4 | 20 December 2005 | 10 July 2008 |
Henyep Securities Limited 興業證券有限公司 | RE | 1 | 24 June 2005 | 20 December 2005 |
iBest Consultants Limited | RE | 4 | 01 April 2003 | 21 March 2005 |
iBest Consultants Limited | RE | 9 | 01 April 2003 | 21 March 2005 |
iBest Consultants Limited | RE | 6 | 01 April 2003 | 19 November 2003 |