SFC Licences of MALLIA Mark Charles Alexander
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| KGI Asset Management Limited 凱基資產管理有限公司 | RE | 9 | 17 February 2021 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RO | 1 | 26 August 2019 | |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 03 October 2017 | 26 August 2019 |
| KGI Asia Limited 凱基證券亞洲有限公司 | RE | 1 | 02 April 2015 | 02 October 2017 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 17 May 2005 | 21 September 2005 |