SFC Licences of WAN Joseph Jason 尹宸賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 6 23 February 2016
Dongxing Securities (Hong Kong) Company Limited 東興證券(香港)有限公司 RO 1 23 February 2016
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 6 09 January 2015 15 February 2016
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RO 1 09 January 2015 15 February 2016
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 6 08 December 2014 09 January 2015
Southwest Securities (HK) Capital Limited 西證(香港)融資有限公司 RE 1 08 December 2014 09 January 2015
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 6 10 January 2014 19 November 2014
Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 RO 1 10 January 2014 19 November 2014
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 6 19 July 2013 18 November 2013
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 4 19 July 2013 18 November 2013
Shenwan Hongyuan Capital (H.K.) Limited 申萬宏源融資(香港)有限公司 RE 1 19 July 2013 18 November 2013
ICBC International Securities Limited 工銀國際證券有限公司 RE 1 22 February 2012 12 April 2013
ICBC International Capital Limited 工銀國際融資有限公司 RO 6 08 June 2009 12 April 2013
ICBC International Capital Limited 工銀國際融資有限公司 RE 1 08 April 2009 12 April 2013
ICBC International Capital Limited 工銀國際融資有限公司 RE 6 08 April 2009 08 June 2009
ICEA Capital Limited 工商東亞融資有限公司 RO 6 18 September 2008 01 April 2009
ICEA Capital Asia Limited 工商東亞融資亞洲有限公司 RE 6 02 May 2007 30 September 2008
ICEA Capital Limited 工商東亞融資有限公司 RE 1 23 May 2006 01 April 2009
ICEA Capital Limited 工商東亞融資有限公司 RE 6 23 May 2006 18 September 2008
CMB International Capital Holdings Corporation Limited RE 6 15 August 2005 15 May 2006
CNI Global Capital Limited 中國北方環球資本有限公司 RE 6 20 August 2004 12 August 2005