SFC Licences of UEBELEIN Kevin Charles
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Pyramis Global Advisors (Hong Kong) Limited | RO | 9 | 11 December 2008 | 29 March 2012 |
| Pyramis Global Advisors (Hong Kong) Limited | RO | 5 | 11 December 2008 | 29 March 2012 |
| Pyramis Global Advisors (Hong Kong) Limited | RO | 4 | 11 December 2008 | 29 March 2012 |
| Pyramis Global Advisors (Hong Kong) Limited | RO | 1 | 11 December 2008 | 29 March 2012 |
| PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) | RO | 4 | 17 February 2006 | 11 April 2008 |
| PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務) | RO | 1 | 17 February 2006 | 11 April 2008 |