SFC Licenceholders of PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives) 保德信(香港)有限公司 (以保德信固定收益、保德信房地產, 保德信投資, 及保德信私募另類投資名義經營業務)
- shirley.gan@pgim.com
- Website
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| BOYER Blair Allan | RE | 4 | 11 November 2004 | 11 December 2004 |
| CHAN Chung Leung 陳頌良 | RE | 4 | 19 August 2021 | |
| CHAN Pui Chi 陳沛芝 | RE | 4 | 21 September 2021 | 28 February 2024 |
| CHAN Pui Chi 陳沛芝 | RE | 1 | 21 September 2021 | 28 February 2024 |
| CHANG Helen 張令遠 | RO | 4 | 27 August 2020 | |
| CHANG Helen 張令遠 | RO | 1 | 27 August 2020 | |
| CHANG Helen 張令遠 | RE | 4 | 16 March 2020 | 27 August 2020 |
| CHANG Helen 張令遠 | RE | 1 | 16 March 2020 | 27 August 2020 |
| CHANG Linlin 張玲菱 | RE | 4 | 29 December 2014 | 19 January 2018 |
| CHANG Linlin 張玲菱 | RE | 1 | 29 December 2014 | 19 January 2018 |
| CHANG Wan, David 張偉 | RO | 4 | 10 October 2023 | |
| CHANG Wan, David 張偉 | RO | 1 | 10 October 2023 | |
| CHANG Wan, David 張偉 | RE | 4 | 09 October 2023 | 10 October 2023 |
| CHANG Wan, David 張偉 | RE | 1 | 09 October 2023 | 10 October 2023 |
| CHEONG Kwok Wing | RE | 1 | 26 August 2016 | 31 December 2021 |
| CHEONG Kwok Wing | RE | 4 | 26 August 2016 | 31 December 2021 |
| CHEW Van Hoong | RE | 1 | 31 July 2008 | 31 August 2013 |
| CHIN Wei 金緯 | RO | 4 | 03 February 2012 | 25 December 2013 |
| CHIN Wei 金緯 | RO | 1 | 03 February 2012 | 25 December 2013 |
| CHIN Wei 金緯 | RE | 4 | 15 August 2011 | 03 February 2012 |
| CHIN Wei 金緯 | RE | 1 | 15 August 2011 | 03 February 2012 |
| FERGUSSON Douglas William Meiklejohn | RO | 4 | 01 April 2003 | 10 March 2005 |
| FERGUSSON Douglas William Meiklejohn | RO | 1 | 01 April 2003 | 10 March 2005 |
| FERGUSSON Douglas William Meiklejohn | RO | 9 | 01 April 2003 | 04 February 2005 |
| FERGUSSON Douglas William Meiklejohn | RO | 5 | 01 April 2003 | 04 February 2005 |
| FERGUSSON Douglas William Meiklejohn | RO | 6 | 01 April 2003 | 04 February 2005 |
| GAN Bee Bee 顏微潓 | RO | 4 | 04 November 2005 | |
| GAN Bee Bee 顏微潓 | RO | 1 | 04 November 2005 | |
| HSIN Fanneau Ching | RO | 4 | 17 August 2011 | 31 December 2023 |
| HSIN Fanneau Ching | RO | 1 | 17 August 2011 | 31 December 2023 |
| HUONG Cheong Fai 范昌輝 | RE | 4 | 24 February 2014 | 05 September 2015 |
| HUONG Cheong Fai 范昌輝 | RE | 1 | 24 February 2014 | 05 September 2015 |
| JONES Jessica Veronica | RO | 4 | 26 January 2022 | |
| JONES Jessica Veronica | RO | 1 | 26 January 2022 | |
| JONES Jessica Veronica | RE | 4 | 20 September 2021 | 26 January 2022 |
| JONES Jessica Veronica | RE | 1 | 03 September 2021 | 26 January 2022 |
| KIM Yong Duk 金容德 | RE | 4 | 19 January 2021 | 04 August 2023 |
| KIM Yong Duk 金容德 | RE | 1 | 19 January 2021 | 04 August 2023 |
| KWOK Pik Shan 郭碧珊 | RE | 4 | 12 July 2005 | 11 October 2006 |
| KWOK Pik Shan 郭碧珊 | RE | 1 | 12 July 2005 | 11 October 2006 |
| LAM Hei Ling, Charles 林熙齡 | RO | 4 | 05 May 2008 | 18 August 2011 |
| LAM Hei Ling, Charles 林熙齡 | RO | 1 | 05 May 2008 | 18 August 2011 |
| LAUGHLIN Morgan Aird | RE | 4 | 31 January 2024 | |
| LEE Gek Lang | RE | 4 | 19 June 2014 | 01 August 2016 |
| LEE Gek Lang | RE | 1 | 19 June 2014 | 01 August 2016 |
| LEE Soohee 李受熙 | RE | 4 | 23 November 2023 | |
| LEE Soohee 李受熙 | RE | 1 | 23 November 2023 | |
| LEW Kyunghyun 柳炅鉉 | RE | 4 | 16 December 2021 | 24 February 2024 |
| LEW Kyunghyun 柳炅鉉 | RE | 1 | 16 December 2021 | 24 February 2024 |
| LIM Eng Cheng | RE | 4 | 11 October 2004 | 11 November 2004 |
| LIM Jann Jiu Jason 林湛駒 | RE | 1 | 16 November 2021 | |
| LIM Jann Jiu Jason 林湛駒 | RE | 4 | 16 November 2021 | |
| LO Pui Man, Joyce 羅珮文 | RE | 4 | 18 August 2011 | 25 October 2014 |
| LO Pui Man, Joyce 羅珮文 | RE | 1 | 18 August 2011 | 25 October 2014 |
| MA Peiqin 馬佩勤 | RE | 4 | 27 December 2019 | |
| MA Peiqin 馬佩勤 | RE | 1 | 27 December 2019 | |
| NAMBIAR Kuniyil Sasidharan | RE | 4 | 12 January 2022 | |
| NAMBIAR Kuniyil Sasidharan | RE | 1 | 12 January 2022 | |
| NGAN Jim Wah 顏瞻華 | RE | 4 | 29 September 2006 | 01 November 2006 |
| ONG Hung Guan 王漢源 | RO | 4 | 03 January 2006 | 18 February 2006 |
| ONG Hung Guan 王漢源 | RO | 1 | 03 January 2006 | 18 February 2006 |
| ONG Hung Guan 王漢源 | RE | 9 | 01 April 2003 | 16 June 2003 |
| ONG Hung Guan 王漢源 | RE | 4 | 01 April 2003 | 16 June 2003 |
| ONG Hung Guan 王漢源 | RE | 6 | 01 April 2003 | 16 June 2003 |
| REINEMANN Peter Howlett | RE | 4 | 11 November 2004 | 11 December 2004 |
| SETO Spencer W | RE | 4 | 24 March 2015 | 16 January 2019 |
| SETO Spencer W | RE | 1 | 24 March 2015 | 16 January 2019 |
| SHARPE Victoria Shigehira | RE | 1 | 31 July 2008 | 28 April 2014 |
| SONG Xiaoming 宋晓明 | RE | 4 | 08 July 2008 | 24 May 2010 |
| SONG Xiaoming 宋晓明 | RE | 1 | 08 July 2008 | 24 May 2010 |
| SUN Hao 孫昊 | RE | 4 | 09 June 2020 | |
| SUN Hao 孫昊 | RE | 1 | 09 June 2020 | |
| SZE Lam Lam 施琳琳 | RE | 4 | 14 September 2020 | 09 July 2023 |
| SZE Lam Lam 施琳琳 | RE | 1 | 14 September 2020 | 09 July 2023 |
| TAN Yen Keng 陳衍磬 | RO | 4 | 03 June 2014 | 01 August 2015 |
| TAN Yen Keng 陳衍磬 | RO | 1 | 03 June 2014 | 01 August 2015 |
| TSE Hoi, Alex 謝海 | RE | 1 | 07 August 2008 | 14 May 2011 |
| TSE Hoi, Alex 謝海 | RE | 4 | 07 August 2008 | 14 May 2011 |
| TSE Sui Yin, Sally 謝瑞賢 | RO | 4 | 01 April 2003 | 28 February 2005 |
| TSE Sui Yin, Sally 謝瑞賢 | RO | 5 | 01 April 2003 | 28 February 2005 |
| TSE Sui Yin, Sally 謝瑞賢 | RO | 9 | 01 April 2003 | 28 February 2005 |
| TSE Sui Yin, Sally 謝瑞賢 | RO | 6 | 01 April 2003 | 28 February 2005 |
| TUNG Tsit Shan 董哲珊 | RE | 4 | 01 April 2003 | 25 April 2005 |
| TUNG Tsit Shan 董哲珊 | RE | 1 | 01 April 2003 | 25 April 2005 |
| TUNG Tsit Shan 董哲珊 | RE | 6 | 01 April 2003 | 10 March 2005 |
| TUNG Tsit Shan 董哲珊 | RE | 9 | 01 April 2003 | 10 March 2005 |
| UEBELEIN Kevin Charles | RO | 4 | 17 February 2006 | 11 April 2008 |
| UEBELEIN Kevin Charles | RO | 1 | 17 February 2006 | 11 April 2008 |
| VANBELLE John James | RE | 4 | 20 November 2003 | 20 February 2004 |
| WEHRY Eduard-Jan Georges Joseph | RO | 1 | 15 September 2016 | |
| WEHRY Eduard-Jan Georges Joseph | RO | 4 | 18 April 2016 | |
| WEHRY Eduard-Jan Georges Joseph | RE | 1 | 03 March 2016 | 15 September 2016 |
| WEHRY Eduard-Jan Georges Joseph | RE | 4 | 03 March 2016 | 18 April 2016 |
| WONG Hin Lam 黃軒臨 | RE | 4 | 30 January 2008 | 23 March 2014 |
| WONG Hin Lam 黃軒臨 | RE | 1 | 30 January 2008 | 23 March 2014 |
| YAO Jianguo 姚建國 | RE | 4 | 24 December 2021 | 31 October 2022 |
| YAO Jianguo 姚建國 | RE | 1 | 24 December 2021 | 31 October 2022 |
| YE Patty Shi-yi 叶世儀 | RO | 4 | 23 March 2005 | 07 November 2005 |
| YE Patty Shi-yi 叶世儀 | RO | 1 | 23 March 2005 | 07 November 2005 |
| YIP Siu Kee 葉小琪 | RO | 4 | 11 March 2005 | 01 January 2006 |
| YIP Siu Kee 葉小琪 | RO | 1 | 11 March 2005 | 01 January 2006 |
| YIP Siu Kee 葉小琪 | RE | 4 | 01 April 2003 | 11 March 2005 |
| YIP Siu Kee 葉小琪 | RE | 1 | 01 April 2003 | 11 March 2005 |
| YIP Siu Kee 葉小琪 | RE | 9 | 01 April 2003 | 28 February 2005 |
| YIP Siu Kee 葉小琪 | RE | 6 | 01 April 2003 | 28 February 2005 |