SFC Licences of WONG Pui Lee , Polly 王蓓莉
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 4 | 01 April 2003 | 09 May 2007 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 1 | 01 April 2003 | 09 May 2007 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 9 | 01 April 2003 | 18 February 2004 |
RBC Investment Services (Asia) Limited 加皇投資理財有限公司 | RE | 6 | 01 April 2003 | 18 February 2004 |