SFC Licences of TSANG Wing Kin 曾永堅

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Rafter Capital Limited 椽盛資本有限公司 RO 9 04 April 2022
Rafter Capital Limited 椽盛資本有限公司 RO 4 04 April 2022
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RO 2 11 June 2019 20 December 2021
Yuan Tong Global Asset Management Limited 圓通環球資產管理有限公司 RO 9 20 December 2017 20 December 2021
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RO 4 27 October 2017 20 December 2021
Yuan Tong Global Securities Limited 圓通環球證券有限公司 RO 1 27 October 2017 20 December 2021
Kirin Securities Limited 麒麟證券有限公司 RO 4 26 May 2017 23 June 2017
Kirin Securities Limited 麒麟證券有限公司 RO 1 26 May 2017 23 June 2017
Kirin Asset Management Limited 麒麟資產管理有限公司 RO 9 15 September 2016 23 June 2017
Kirin Asset Management Limited 麒麟資產管理有限公司 RE 9 29 July 2016 15 September 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 9 07 May 2015 18 June 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 2 22 January 2014 18 June 2016
CSC Financial Services Limited 群益金融服務有限公司 RO 1 03 June 2010 31 December 2012
CSC Futures (HK) Limited 群益期貨(香港)有限公司 RE 2 17 July 2009 22 January 2014
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 2 03 October 2008 09 July 2009
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 4 14 July 2008 18 June 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司 RO 1 14 July 2008 18 June 2016
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 4 30 May 2008 14 July 2008
CSC Securities (HK) Limited 群益證券(香港)有限公司 RE 1 30 May 2008 14 July 2008
EAA Securities Limited 東美證券有限公司 RO 4 21 April 2006 24 May 2008
EAA Securities Limited 東美證券有限公司 RO 1 21 April 2006 24 May 2008
EAA Securities Limited 東美證券有限公司 RE 1 01 February 2006 21 April 2006
Prime Cdex Securities Limited 乾立亨證券有限公司 RE 1 08 February 2005 16 January 2006
EAA Securities Limited 東美證券有限公司 RE 1 01 April 2003 30 May 2003
EAA Securities Limited 東美證券有限公司 RE 4 01 April 2003 30 May 2003
EAA Securities Limited 東美證券有限公司 RE 6 01 April 2003 30 May 2003
EAA Securities Limited 東美證券有限公司 RE 9 01 April 2003 30 May 2003