SFC Licences of WONG Ho Ki 王可琪

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Zhongtai International Futures Limited 中泰國際期貨有限公司 RE 2 19 January 2022
Zhongtai International Securities Limited 中泰國際證券有限公司 RE 1 19 January 2022
CMB International Securities Limited 招銀國際證券有限公司 RE 1 18 November 2019 02 January 2022
CMB International Futures Limited 招銀國際期貨有限公司 RE 2 18 November 2019 02 January 2022
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 05 April 2017 31 October 2019
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 05 April 2017 31 October 2019
Luk Fook Futures (HK) Limited 六福期貨(香港)有限公司 RE 2 13 July 2015 27 March 2017
Luk Fook Securities (HK) Limited 六福證券(香港)有限公司 RE 1 13 July 2015 27 March 2017
China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 RE 2 09 January 2012 11 July 2015
China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 RE 1 09 January 2012 11 July 2015
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 2 08 March 2006 01 January 2012
Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 RE 1 08 March 2006 01 January 2012
Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 RE 2 01 April 2003 08 March 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 1 01 April 2003 08 March 2006
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 4 01 April 2003 10 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 6 01 April 2003 10 January 2004
Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 RE 9 01 April 2003 10 January 2004