SFC Licences of CHENG Ka Wing 鄭家榮
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司 | RE | 1 | 16 March 2023 | 31 July 2023 |
| Redford Securities Limited 泓福證券有限公司 | RO | 1 | 20 July 2009 | 24 February 2023 |
| Redford Securities Limited 泓福證券有限公司 | RE | 1 | 01 June 2007 | 20 July 2009 |
| China Securities Holdings Limited 中國証券控股有限公司 | RE | 1 | 12 October 2006 | 31 May 2007 |
| Celestial Securities Limited 時富證券有限公司 | RE | 1 | 08 March 2004 | 08 October 2006 |
| Interchina Securities Limited 國中證券有限公司 | RE | 1 | 01 April 2003 | 05 March 2004 |
| Interchina Securities Limited 國中證券有限公司 | RE | 9 | 01 April 2003 | 06 November 2003 |
| Interchina Securities Limited 國中證券有限公司 | RE | 4 | 01 April 2003 | 06 November 2003 |
| Interchina Securities Limited 國中證券有限公司 | RE | 6 | 01 April 2003 | 06 November 2003 |