SFC Licenceholders of Emperio Securities And Assets Management Limited 帝峯證券及資產管理有限公司
- cs@emperiosecurities.com
- Website
- www.emperiosecurities.com/
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| CHAN Man Sze 陳敏思 | RE | 4 | 07 January 2021 | 28 January 2021 |
| CHAN Man Sze 陳敏思 | RO | 9 | 28 January 2021 | |
| CHAN Man Sze 陳敏思 | RO | 4 | 28 January 2021 | |
| CHAN Man Sze 陳敏思 | RO | 1 | 28 January 2021 | |
| CHAN Man Sze 陳敏思 | RE | 1 | 07 January 2021 | 28 January 2021 |
| CHAN Man Sze 陳敏思 | RE | 9 | 07 January 2021 | 28 January 2021 |
| CHAN Pok Man 陳博民 | RE | 1 | 05 June 2019 | 04 November 2019 |
| CHAN Shiu Chung 陳兆聰 | RE | 9 | 05 September 2019 | |
| CHAN Shiu Chung 陳兆聰 | RE | 4 | 05 September 2019 | |
| CHAN Shiu Chung 陳兆聰 | RE | 1 | 05 September 2019 | |
| CHAU Wing Chi, Jerry 周永志 | RE | 1 | 03 September 2018 | |
| CHENG Ka Wing 鄭家榮 | RE | 1 | 16 March 2023 | 31 July 2023 |
| CHUNG Hoi Man, Cann 鍾海汶 | RO | 9 | 04 October 2016 | 31 March 2017 |
| CHUNG Hoi Man, Cann 鍾海汶 | RO | 4 | 04 October 2016 | 31 March 2017 |
| FUNG Koon Yan 馮冠欣 | RE | 9 | 31 March 2020 | 19 June 2020 |
| FUNG Koon Yan 馮冠欣 | RO | 9 | 19 June 2020 | 03 December 2020 |
| FUNG Koon Yan 馮冠欣 | RO | 4 | 19 June 2020 | 03 December 2020 |
| FUNG Koon Yan 馮冠欣 | RO | 1 | 19 June 2020 | 03 December 2020 |
| FUNG Koon Yan 馮冠欣 | RE | 4 | 01 April 2020 | 19 June 2020 |
| FUNG Koon Yan 馮冠欣 | RE | 1 | 01 April 2020 | 19 June 2020 |
| FUNG Tat Chung 馮達聰 | RO | 4 | 18 December 2023 | |
| FUNG Tat Chung 馮達聰 | RO | 1 | 18 December 2023 | |
| FUNG Tat Chung 馮達聰 | RE | 9 | 18 December 2023 | |
| HO Chung Ming 何仲明 | RO | 1 | 12 January 2021 | 30 June 2021 |
| HO Chung Ming 何仲明 | RE | 4 | 09 October 2020 | 12 January 2021 |
| HO Chung Ming 何仲明 | RE | 1 | 09 October 2020 | 12 January 2021 |
| HO Chung Ming 何仲明 | RE | 9 | 18 September 2020 | 12 January 2021 |
| HO Chung Ming 何仲明 | RO | 4 | 12 January 2021 | 30 June 2021 |
| HO Chung Ming 何仲明 | RO | 9 | 12 January 2021 | 30 June 2021 |
| KWOK Sze Chi 郭思治 | RO | 9 | 15 March 2019 | |
| KWOK Sze Chi 郭思治 | RO | 4 | 15 March 2019 | |
| KWOK Sze Chi 郭思治 | RO | 1 | 15 March 2019 | |
| KWOK Sze Chi 郭思治 | RE | 9 | 25 January 2019 | 15 March 2019 |
| KWOK Sze Chi 郭思治 | RE | 4 | 25 January 2019 | 15 March 2019 |
| KWOK Sze Chi 郭思治 | RE | 1 | 25 January 2019 | 15 March 2019 |
| KWOK Wai Ming 郭偉明 | RE | 1 | 04 June 2019 | 18 March 2024 |
| LAW Po Chi 羅寶芝 | RO | 1 | 13 June 2018 | 18 December 2021 |
| LAW Po Chi 羅寶芝 | RO | 9 | 04 October 2016 | 18 December 2021 |
| LAW Po Chi 羅寶芝 | RO | 4 | 04 October 2016 | 18 December 2021 |
| MAO Lei 毛磊 | RE | 9 | 07 April 2020 | 31 January 2021 |
| MAO Lei 毛磊 | RE | 4 | 07 April 2020 | 31 January 2021 |
| MAO Lei 毛磊 | RE | 1 | 07 April 2020 | 31 January 2021 |
| NG Yin Lam 吳彥霖 | RE | 4 | 31 March 2020 | 31 January 2021 |
| NG Yin Lam 吳彥霖 | RE | 1 | 31 March 2020 | 31 January 2021 |
| TSE Shing Chi 謝承志 | RE | 9 | 04 August 2021 | 01 September 2023 |
| TSE Shing Chi 謝承志 | RE | 1 | 04 August 2021 | 01 September 2023 |
| TSE Shing Chi 謝承志 | RE | 4 | 04 August 2021 | 01 September 2023 |
| WONG Chi-kit 黃之傑 | RO | 1 | 28 April 2020 | 25 January 2021 |
| WONG Chi-kit 黃之傑 | RE | 9 | 30 March 2020 | 28 April 2020 |
| WONG Chi-kit 黃之傑 | RE | 4 | 30 March 2020 | 28 April 2020 |
| WONG Chi-kit 黃之傑 | RE | 1 | 30 March 2020 | 28 April 2020 |
| WONG Chi-kit 黃之傑 | RO | 4 | 28 April 2020 | 25 January 2021 |
| WONG Chi-kit 黃之傑 | RO | 9 | 28 April 2020 | 25 January 2021 |
| WONG Chung Wai 黃中慧 | RE | 1 | 09 April 2020 | 22 January 2021 |
| WONG Chung Wai 黃中慧 | RE | 4 | 09 April 2020 | 22 January 2021 |
| WONG Chung Wai 黃中慧 | RE | 9 | 09 April 2020 | 22 January 2021 |
| WONG Yu Yin 黃汝賢 | RO | 1 | 13 June 2018 | 23 September 2019 |
| WONG Yu Yin 黃汝賢 | RO | 9 | 06 September 2017 | 23 September 2019 |
| WONG Yu Yin 黃汝賢 | RO | 4 | 06 September 2017 | 23 September 2019 |
| WU Cheng Kiong, Alfonso 伍正恭 | RE | 1 | 04 June 2019 | 01 June 2021 |