SFC Licences of DUAN Hongyu 段紅宇
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 9 | 10 March 2010 | 05 May 2011 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 4 | 10 March 2010 | 05 May 2011 |
| PIMCO Asia Limited 品浩投資管理(亞洲)有限公司 | RE | 1 | 10 March 2010 | 05 May 2011 |
| Merrill Lynch Futures (Hong Kong) Limited | RE | 2 | 23 May 2008 | 09 February 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 1 | 01 April 2003 | 09 February 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 7 | 01 April 2003 | 09 February 2009 |
| Merrill Lynch (Asia Pacific) Limited | RE | 4 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 6 | 01 April 2003 | 23 March 2005 |
| Merrill Lynch (Asia Pacific) Limited | RE | 9 | 01 April 2003 | 25 January 2005 |