Current licenceholders of ANA959 PIMCO Asia Limited 品浩投資管理(亞洲)有限公司

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Licenceholder Role Licences Start date
GULATI Naveen RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2021-01-11
ELLISON David Charles George RE 1 (Dealing in Securities) 2020-11-11
ZHENG Yu 鄭煜 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2020-11-03
TANG Ke 唐科 RE 1 (Dealing in Securities) 2020-10-05
TANG Ke 唐科 RE 4 (Advising on Securities), 9 (Asset Management) 2020-09-10
HUI Tsz Chun 許子進 RE 9 (Asset Management), 4 (Advising on Securities) 2020-09-03
HUANG Ching-Heng 黃敬恆 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2020-08-07
HUI Tsz Chun 許子進 RE 1 (Dealing in Securities) 2020-07-20
TSANG Chi Lok 曾志樂 RE 4 (Advising on Securities), 9 (Asset Management) 2020-07-07
CHAN Hiu Lam 陳曉琳 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2020-07-07
KIM Minji 金珉志 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2020-06-18
TSANG Chi Lok 曾志樂 RE 1 (Dealing in Securities) 2020-06-10
LIAO Wei 廖薇 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2020-05-12
KIM Bohyun 金普現 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2020-03-19
LEE Yuen Yee, Annisa 李婉儀 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2020-02-27
ZHAO Qing 趙青 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-12-20
ZHAO Qing 趙青 RE 9 (Asset Management) 2019-11-27
HUANG Jingjing 黃晶晶 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2019-10-17
WANG Yue 王悅 RE 4 (Advising on Securities), 9 (Asset Management) 2019-08-27
HE Li 何立 RE 4 (Advising on Securities), 9 (Asset Management) 2019-07-30
TERNG Ke Tian Christine 滕克恬 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2019-07-25
WIRTZ Sebastian RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2019-01-23
WANG Taosha 王陶沙 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2019-01-02
CAO Yishan 曹一珊 RE 9 (Asset Management), 1 (Dealing in Securities), 4 (Advising on Securities) 2018-12-19
DONG Lei 董磊 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2018-12-17
CHEN Zhong Wei 陳仲偉 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2018-12-17
SHIU Leong Hong 蕭亮康 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2018-11-29
LU Yingtao 陸盈韜 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2018-10-10
YUNG Wan Seen Stephanie 翁韻善 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2018-10-05
CHANG Koon Bong, Stephen 張冠邦 RO 9 (Asset Management), 4 (Advising on Securities), 1 (Dealing in Securities) 2018-09-24
BOGORICIN OLIVEIRA Marcio RE 1 (Dealing in Securities) 2018-08-30
NG Cheuk Fung 吳卓峰 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2018-07-27
QIU Lingyu 丘凌宇 RE 4 (Advising on Securities), 9 (Asset Management), 1 (Dealing in Securities) 2018-05-16
KANG Kwang Soo RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2018-04-11
CAO Junyang 曹駿暘 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2018-01-19
YUAN Nelson Chien RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2018-01-12
HE Li 何立 RE 1 (Dealing in Securities) 2017-11-14
KORINKE Kimberley Grace RO 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2017-10-27
KORINKE Ryan Patrick RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2017-08-22
PARK Yoonbum 朴允凡 RE 1 (Dealing in Securities), 9 (Asset Management) 2017-07-28
SON Janghan 孫長韓 RE 9 (Asset Management) 2017-05-12
HSIEH Hsing-ju 謝幸儒 RE 9 (Asset Management) 2017-05-10
KIM Young Yoon 金怜潤 RE 1 (Dealing in Securities), 9 (Asset Management), 4 (Advising on Securities) 2017-05-02
LAM Hon Man 林漢文 RE 1 (Dealing in Securities) 2017-01-06
WONG Pearl 黃佩怡 RE 1 (Dealing in Securities) 2016-12-29
CHAN Sui Kam 陳瑞琴 RE 1 (Dealing in Securities) 2016-11-07
CHIU Siu Po, Steve 趙小寶 RE 1 (Dealing in Securities) 2016-09-08
WANG Yue 王悅 RE 1 (Dealing in Securities) 2016-08-19
ZHANG Jing 張婧 RE 4 (Advising on Securities), 1 (Dealing in Securities), 9 (Asset Management) 2016-06-29
TANG Chia Chih 唐佳志 RE 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2016-04-13
JIN Ying 金穎 RE 1 (Dealing in Securities) 2015-06-29
LEE Wing Ting 李穎婷 RE 4 (Advising on Securities), 9 (Asset Management) 2015-06-22
YIN Haining 殷海寧 RO 1 (Dealing in Securities), 4 (Advising on Securities), 9 (Asset Management) 2015-06-11
HSIEH Hsing-ju 謝幸儒 RE 4 (Advising on Securities), 1 (Dealing in Securities) 2014-11-06
SON Janghan 孫長韓 RE 1 (Dealing in Securities), 4 (Advising on Securities) 2013-07-24
LEE Wing Ting 李穎婷 RE 1 (Dealing in Securities) 2012-12-03
PARK Yoonbum 朴允凡 RE 4 (Advising on Securities) 2011-10-11
MENG Yuan 孟原 RE 4 (Advising on Securities), 9 (Asset Management) 2011-08-10
PARK Jung RE 9 (Asset Management), 4 (Advising on Securities) 2008-09-30
PARK Jung RE 1 (Dealing in Securities) 2008-08-21