SFC Licenceholders of PIMCO Asia Limited 品浩投資管理(亞洲)有限公司
- [email protected]
- Website
- www.pimco.com.hk
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Licenceholders | Role | Licences | Start date | End date |
|---|---|---|---|---|
| PARK Jun Hyun | RE | 1 | 10 October 2023 | |
| PARK Jun Hyun | RE | 4 | 10 October 2023 | |
| PARK Jun Hyun | RE | 9 | 10 October 2023 | |
| LOK Yuen Yung 駱苑蓉 | RE | 1 | 17 August 2023 | |
| KIM Donghan | RE | 1 | 18 May 2023 | |
| KIM Donghan | RE | 4 | 18 May 2023 | |
| KIM Donghan | RE | 9 | 18 May 2023 | |
| ZHOU Lingling 周玲玲 | RE | 1 | 15 May 2023 | |
| ZHU Yan 朱妍 | RE | 1 | 06 March 2023 | |
| SUN Fei 孫斐 | RE | 1 | 16 February 2023 | |
| SUN Fei 孫斐 | RE | 4 | 16 February 2023 | |
| SUN Fei 孫斐 | RE | 9 | 16 February 2023 | |
| GAO Siyuan 高思源 | RE | 1 | 20 January 2023 | |
| CAI Shuting 蔡舒婷 | RE | 4 | 12 December 2022 | |
| CAI Shuting 蔡舒婷 | RE | 9 | 12 December 2022 | |
| CAI Shuting 蔡舒婷 | RE | 1 | 12 December 2022 | |
| ZHANG Yangbin 張洋斌 | RE | 4 | 18 November 2022 | |
| ZHANG Yangbin 張洋斌 | RE | 9 | 18 November 2022 | |
| ZHANG Yangbin 張洋斌 | RE | 1 | 18 November 2022 | |
| MO Xian 莫羡 | RE | 1 | 17 October 2022 | |
| MO Xian 莫羡 | RE | 4 | 17 October 2022 | |
| MO Xian 莫羡 | RE | 9 | 17 October 2022 | |
| TANG Man Chung Tommy 鄧敏聰 | RE | 1 | 09 August 2022 | |
| TEOH Chia Wen 張嘉文 | RE | 1 | 01 August 2022 | |
| TEOH Chia Wen 張嘉文 | RE | 4 | 01 August 2022 | |
| TEOH Chia Wen 張嘉文 | RE | 9 | 01 August 2022 | |
| LAW Conan 羅皓男 | RE | 1 | 27 July 2022 | |
| LAW Conan 羅皓男 | RE | 4 | 27 July 2022 | |
| LAW Conan 羅皓男 | RE | 9 | 27 July 2022 | |
| KWONG Man Lung Andy 鄺汶龍 | RE | 1 | 17 June 2022 | |
| LIN Huijuan 林慧娟 | RE | 1 | 15 June 2022 | |
| LIN Huijuan 林慧娟 | RE | 4 | 15 June 2022 | |
| LIN Huijuan 林慧娟 | RE | 9 | 15 June 2022 | |
| LIN Nan 林楠 | RE | 1 | 26 May 2022 | |
| LIN Nan 林楠 | RE | 4 | 26 May 2022 | |
| LIN Nan 林楠 | RE | 9 | 26 May 2022 | |
| LAI Stephanie Shiyue | RE | 1 | 07 April 2022 | |
| LAI Stephanie Shiyue | RE | 4 | 07 April 2022 | |
| LAI Stephanie Shiyue | RE | 9 | 07 April 2022 | |
| HUANG Chien-Yu 黃芊瑀 | RE | 1 | 01 April 2022 | |
| HUANG Chien-Yu 黃芊瑀 | RE | 4 | 01 April 2022 | |
| HUANG Chien-Yu 黃芊瑀 | RE | 9 | 01 April 2022 | |
| LAU Chun Wang 劉晉宏 | RE | 1 | 08 December 2021 | |
| PARK Jung | RO | 1 | 03 November 2021 | |
| PARK Jung | RO | 4 | 03 November 2021 | |
| PARK Jung | RO | 9 | 03 November 2021 | |
| BOGORICIN OLIVEIRA Marcio | RO | 1 | 18 October 2021 | |
| ZHOU Huanan 周化南 | RE | 1 | 03 September 2021 | |
| ZHOU Huanan 周化南 | RE | 9 | 03 September 2021 | |
| SHIU Angela Ka Kei 邵家琪 | RE | 1 | 02 September 2021 | |
| KERSMAN Alejandro Eduardo | RO | 1 | 27 August 2021 | |
| KERSMAN Alejandro Eduardo | RO | 4 | 27 August 2021 | |
| KERSMAN Alejandro Eduardo | RO | 9 | 27 August 2021 | |
| YANG Lile 楊李樂 | RE | 9 | 13 August 2021 | |
| YANG Lile 楊李樂 | RE | 1 | 13 August 2021 | |
| YANG Lile 楊李樂 | RE | 4 | 13 August 2021 | |
| ZHOU Huanan 周化南 | RE | 4 | 22 July 2021 | |
| YIM Ki Him 嚴祺謙 | RE | 1 | 15 April 2021 | |
| YIM Ki Him 嚴祺謙 | RE | 4 | 15 April 2021 | |
| YIM Ki Him 嚴祺謙 | RE | 9 | 15 April 2021 | |
| GULATI Naveen | RE | 1 | 11 January 2021 | |
| ELLISON David Charles George | RE | 1 | 11 November 2020 | |
| ZHENG Yu 鄭煜 | RE | 1 | 03 November 2020 | |
| ZHENG Yu 鄭煜 | RE | 4 | 03 November 2020 | |
| ZHENG Yu 鄭煜 | RE | 9 | 03 November 2020 | |
| TANG Ke 唐科 | RE | 1 | 05 October 2020 | |
| TANG Ke 唐科 | RE | 9 | 10 September 2020 | |
| TANG Ke 唐科 | RE | 4 | 10 September 2020 | |
| TSANG Chi Lok 曾志樂 | RE | 4 | 07 July 2020 | |
| TSANG Chi Lok 曾志樂 | RE | 9 | 07 July 2020 | |
| KIM Minji 金珉志 | RE | 1 | 18 June 2020 | |
| KIM Minji 金珉志 | RE | 4 | 18 June 2020 | |
| KIM Minji 金珉志 | RE | 9 | 18 June 2020 | |
| TSANG Chi Lok 曾志樂 | RE | 1 | 10 June 2020 | |
| LIAO Wei 廖薇 | RE | 1 | 12 May 2020 | |
| LIAO Wei 廖薇 | RE | 4 | 12 May 2020 | |
| LIAO Wei 廖薇 | RE | 9 | 12 May 2020 | |
| LEE Yuen Yee, Annisa 李婉儀 | RE | 1 | 27 February 2020 | |
| LEE Yuen Yee, Annisa 李婉儀 | RE | 4 | 27 February 2020 | |
| LEE Yuen Yee, Annisa 李婉儀 | RE | 9 | 27 February 2020 | |
| ZHAO Qing 趙青 | RE | 1 | 20 December 2019 | |
| ZHAO Qing 趙青 | RE | 4 | 20 December 2019 | |
| ZHAO Qing 趙青 | RE | 9 | 27 November 2019 | |
| HUANG Jingjing 黃晶晶 | RE | 1 | 17 October 2019 | |
| HUANG Jingjing 黃晶晶 | RE | 4 | 17 October 2019 | |
| HUANG Jingjing 黃晶晶 | RE | 9 | 17 October 2019 | |
| HE Li 何立 | RE | 4 | 30 July 2019 | |
| HE Li 何立 | RE | 9 | 30 July 2019 | |
| CAO Yishan 曹一珊 | RE | 1 | 19 December 2018 | |
| CAO Yishan 曹一珊 | RE | 4 | 19 December 2018 | |
| CAO Yishan 曹一珊 | RE | 9 | 19 December 2018 | |
| DONG Lei 董磊 | RE | 1 | 17 December 2018 | |
| DONG Lei 董磊 | RE | 4 | 17 December 2018 | |
| DONG Lei 董磊 | RE | 9 | 17 December 2018 | |
| LU Yingtao 陸盈韜 | RE | 1 | 10 October 2018 | |
| LU Yingtao 陸盈韜 | RE | 4 | 10 October 2018 | |
| LU Yingtao 陸盈韜 | RE | 9 | 10 October 2018 | |
| CHANG Koon Bong, Stephen 張冠邦 | RO | 1 | 24 September 2018 | |
| CHANG Koon Bong, Stephen 張冠邦 | RO | 4 | 24 September 2018 | |
| CHANG Koon Bong, Stephen 張冠邦 | RO | 9 | 24 September 2018 | |
| QIU Lingyu 丘凌宇 | RE | 1 | 16 May 2018 | |
| QIU Lingyu 丘凌宇 | RE | 4 | 16 May 2018 | |
| QIU Lingyu 丘凌宇 | RE | 9 | 16 May 2018 | |
| HE Li 何立 | RE | 1 | 14 November 2017 | |
| PARK Yoonbum 朴允凡 | RE | 1 | 28 July 2017 | |
| PARK Yoonbum 朴允凡 | RE | 9 | 28 July 2017 | |
| SON Janghan 孫長韓 | RE | 9 | 12 May 2017 | |
| LAM Hon Man 林漢文 | RE | 1 | 06 January 2017 | |
| WONG Pearl 黃佩怡 | RE | 1 | 29 December 2016 | |
| LEE Wing Ting 李穎婷 | RE | 4 | 22 June 2015 | |
| LEE Wing Ting 李穎婷 | RE | 9 | 22 June 2015 | |
| SON Janghan 孫長韓 | RE | 4 | 24 July 2013 | |
| SON Janghan 孫長韓 | RE | 1 | 24 July 2013 | |
| LEE Wing Ting 李穎婷 | RE | 1 | 03 December 2012 | |
| PARK Yoonbum 朴允凡 | RE | 4 | 11 October 2011 | |
| BURBANO Esteban | RE | 1 | 20 November 2023 | 21 November 2023 |
| BURBANO Esteban | RE | 4 | 20 November 2023 | 21 November 2023 |
| MCCARTHY Kyle A | RE | 1 | 06 November 2023 | 09 November 2023 |
| MCCARTHY Kyle A | RE | 4 | 06 November 2023 | 09 November 2023 |
| STRACKE Thibault Christian | RE | 1 | 03 November 2023 | 06 November 2023 |
| STRACKE Thibault Christian | RE | 4 | 03 November 2023 | 06 November 2023 |
| MURATA Alfred Taketo | RE | 1 | 24 October 2023 | 25 October 2023 |
| MURATA Alfred Taketo | RE | 4 | 24 October 2023 | 25 October 2023 |
| ZHU Yan 朱妍 | RE | 4 | 06 March 2023 | 24 October 2023 |
| ZHU Yan 朱妍 | RE | 9 | 06 March 2023 | 24 October 2023 |
| MCCARTHY Kyle A | RE | 1 | 11 July 2023 | 11 July 2023 |
| MCCARTHY Kyle A | RE | 4 | 11 July 2023 | 11 July 2023 |
| GULATI Naveen | RE | 4 | 11 January 2021 | 14 June 2023 |
| GULATI Naveen | RE | 9 | 11 January 2021 | 14 June 2023 |
| JIN Ying 金穎 | RE | 1 | 29 June 2015 | 20 April 2023 |
| YANG Tianhong 楊天泓 | RE | 1 | 15 June 2022 | 06 March 2023 |
| LI Tiehejin 李鐵合金 | RE | 1 | 27 May 2022 | 28 February 2023 |
| LI Tiehejin 李鐵合金 | RE | 4 | 27 May 2022 | 28 February 2023 |
| LI Tiehejin 李鐵合金 | RE | 9 | 27 May 2022 | 28 February 2023 |
| STRACKE Thibault Christian | RE | 1 | 15 February 2023 | 17 February 2023 |
| STRACKE Thibault Christian | RE | 4 | 15 February 2023 | 17 February 2023 |
| BURBANO Esteban | RE | 1 | 13 February 2023 | 14 February 2023 |
| BURBANO Esteban | RE | 4 | 13 February 2023 | 14 February 2023 |
| KANG Kwang Soo | RE | 1 | 11 April 2018 | 11 November 2022 |
| KANG Kwang Soo | RE | 4 | 11 April 2018 | 11 November 2022 |
| KANG Kwang Soo | RE | 9 | 11 April 2018 | 11 November 2022 |
| MCCARTHY Kyle A | RE | 1 | 07 November 2022 | 10 November 2022 |
| MCCARTHY Kyle A | RE | 4 | 07 November 2022 | 10 November 2022 |
| MURATA Alfred Taketo | RE | 4 | 07 November 2022 | 08 November 2022 |
| MURATA Alfred Taketo | RE | 1 | 07 November 2022 | 08 November 2022 |
| CHIU Siu Po, Steve 趙小寶 | RE | 1 | 08 September 2016 | 07 September 2022 |
| KIM Young Yoon 金怜潤 | RE | 4 | 02 May 2017 | 14 April 2022 |
| KIM Young Yoon 金怜潤 | RE | 9 | 02 May 2017 | 14 April 2022 |
| KIM Young Yoon 金怜潤 | RE | 1 | 02 May 2017 | 14 April 2022 |
| WANG Yue 王悅 | RE | 4 | 27 August 2019 | 24 March 2022 |
| WANG Yue 王悅 | RE | 9 | 27 August 2019 | 24 March 2022 |
| WANG Yue 王悅 | RE | 1 | 19 August 2016 | 24 March 2022 |
| ZHANG Jing 張婧 | RE | 1 | 29 June 2016 | 12 November 2021 |
| ZHANG Jing 張婧 | RE | 4 | 29 June 2016 | 12 November 2021 |
| ZHANG Jing 張婧 | RE | 9 | 29 June 2016 | 12 November 2021 |
| PARK Jung | RE | 4 | 30 September 2008 | 03 November 2021 |
| PARK Jung | RE | 9 | 30 September 2008 | 03 November 2021 |
| PARK Jung | RE | 1 | 21 August 2008 | 03 November 2021 |
| BOGORICIN OLIVEIRA Marcio | RE | 1 | 30 August 2018 | 18 October 2021 |
| HUI Tsz Chun 許子進 | RE | 4 | 03 September 2020 | 08 October 2021 |
| HUI Tsz Chun 許子進 | RE | 9 | 03 September 2020 | 08 October 2021 |
| HUI Tsz Chun 許子進 | RE | 1 | 20 July 2020 | 08 October 2021 |
| NG Cheuk Fung 吳卓峰 | RE | 1 | 27 July 2018 | 10 September 2021 |
| NG Cheuk Fung 吳卓峰 | RE | 4 | 27 July 2018 | 10 September 2021 |
| NG Cheuk Fung 吳卓峰 | RE | 9 | 27 July 2018 | 10 September 2021 |
| CAO Junyang 曹駿暘 | RE | 1 | 19 January 2018 | 09 July 2021 |
| CAO Junyang 曹駿暘 | RE | 4 | 19 January 2018 | 09 July 2021 |
| CAO Junyang 曹駿暘 | RE | 9 | 19 January 2018 | 09 July 2021 |
| MENG Yuan 孟原 | RE | 4 | 10 August 2011 | 30 June 2021 |
| MENG Yuan 孟原 | RE | 9 | 10 August 2011 | 30 June 2021 |
| YIN Haining 殷海寧 | RO | 1 | 11 June 2015 | 14 May 2021 |
| YIN Haining 殷海寧 | RO | 4 | 11 June 2015 | 14 May 2021 |
| YIN Haining 殷海寧 | RO | 9 | 11 June 2015 | 14 May 2021 |
| SHIU Angela Ka Kei 邵家琪 | RE | 1 | 03 February 2021 | 30 April 2021 |
| WANG Taosha 王陶沙 | RE | 1 | 02 January 2019 | 03 February 2021 |
| WANG Taosha 王陶沙 | RE | 4 | 02 January 2019 | 03 February 2021 |
| WANG Taosha 王陶沙 | RE | 9 | 02 January 2019 | 03 February 2021 |
| THOMPSON Michael Frazier | RO | 1 | 27 October 2017 | 17 June 2020 |
| THOMPSON Michael Frazier | RO | 4 | 27 October 2017 | 17 June 2020 |
| THOMPSON Michael Frazier | RO | 9 | 27 October 2017 | 17 June 2020 |
| WANG Yumeng 王雨萌 | RE | 4 | 30 July 2019 | 23 March 2020 |
| WANG Yumeng 王雨萌 | RE | 9 | 30 July 2019 | 23 March 2020 |
| WANG Yumeng 王雨萌 | RE | 1 | 15 December 2017 | 23 March 2020 |
| WONG Hin Kwong 黃顯洸 | RE | 4 | 01 November 2018 | 29 January 2020 |
| WONG Hin Kwong 黃顯洸 | RE | 9 | 01 November 2018 | 29 January 2020 |
| WONG Hin Kwong 黃顯洸 | RE | 1 | 14 September 2016 | 29 January 2020 |
| MURATA Alfred Taketo | RE | 4 | 24 October 2019 | 25 October 2019 |
| MURATA Alfred Taketo | RE | 1 | 24 October 2019 | 25 October 2019 |
| MURATA Alfred Taketo | RE | 4 | 20 June 2019 | 26 June 2019 |
| MURATA Alfred Taketo | RE | 1 | 20 June 2019 | 26 June 2019 |
| CHAN Yui Richard 陳銳 | RE | 1 | 29 September 2016 | 18 January 2019 |
| BURBANO Esteban | RE | 4 | 23 October 2018 | 24 October 2018 |
| BURBANO Esteban | RE | 1 | 23 October 2018 | 24 October 2018 |
| MURATA Alfred Taketo | RE | 1 | 23 October 2018 | 24 October 2018 |
| MURATA Alfred Taketo | RE | 4 | 23 October 2018 | 24 October 2018 |
| CHANG Koon Bong, Stephen 張冠邦 | RE | 1 | 14 May 2018 | 24 September 2018 |
| CHANG Koon Bong, Stephen 張冠邦 | RE | 4 | 14 May 2018 | 24 September 2018 |
| CHANG Koon Bong, Stephen 張冠邦 | RE | 9 | 14 May 2018 | 24 September 2018 |
| MURATA Alfred Taketo | RE | 1 | 26 June 2018 | 28 June 2018 |
| MURATA Alfred Taketo | RE | 4 | 26 June 2018 | 28 June 2018 |
| CHEN Xi 陳襲 | RE | 1 | 22 March 2017 | 27 April 2018 |
| BURBANO Esteban | RE | 4 | 12 April 2018 | 13 April 2018 |
| BURBANO Esteban | RE | 1 | 12 April 2018 | 13 April 2018 |
| BURBANO Esteban | RE | 4 | 08 March 2018 | 15 March 2018 |
| BURBANO Esteban | RE | 1 | 08 March 2018 | 15 March 2018 |
| STRACKE Thibault Christian | RE | 1 | 17 January 2018 | 18 January 2018 |
| STRACKE Thibault Christian | RE | 4 | 17 January 2018 | 18 January 2018 |
| MURATA Alfred Taketo | RE | 1 | 20 October 2017 | 24 October 2017 |
| MURATA Alfred Taketo | RE | 4 | 20 October 2017 | 24 October 2017 |
| BURBANO Esteban | RE | 4 | 19 October 2017 | 24 October 2017 |
| BURBANO Esteban | RE | 1 | 19 October 2017 | 24 October 2017 |
| STRACKE Thibault Christian | RE | 1 | 12 January 2017 | 17 January 2017 |
| STRACKE Thibault Christian | RE | 4 | 12 January 2017 | 17 January 2017 |
| STRACKE Thibault Christian | RE | 1 | 04 January 2016 | 15 January 2016 |
| STRACKE Thibault Christian | RE | 4 | 04 January 2016 | 15 January 2016 |
| XU Luyan 許路雁 | RE | 1 | 20 July 2011 | 07 August 2015 |
| XU Luyan 許路雁 | RE | 4 | 20 July 2011 | 07 August 2015 |
| XU Luyan 許路雁 | RE | 9 | 20 July 2011 | 07 August 2015 |
| YIN Haining 殷海寧 | RE | 1 | 28 September 2011 | 11 June 2015 |
| YIN Haining 殷海寧 | RE | 4 | 28 September 2011 | 11 June 2015 |
| YIN Haining 殷海寧 | RE | 9 | 28 September 2011 | 11 June 2015 |
| BAKER Brian Paul | RO | 1 | 17 May 2006 | 29 May 2015 |
| BAKER Brian Paul | RO | 4 | 17 May 2006 | 29 May 2015 |
| BAKER Brian Paul | RO | 9 | 17 May 2006 | 29 May 2015 |
| ZHOU Chenggang 周成崗 | RE | 1 | 05 October 2012 | 31 July 2014 |
| ZHOU Chenggang 周成崗 | RE | 4 | 05 October 2012 | 31 July 2014 |
| SUN Hao 孫昊 | RE | 1 | 05 July 2006 | 26 August 2010 |
| SUN Hao 孫昊 | RE | 4 | 05 July 2006 | 26 August 2010 |
| SUN Hao 孫昊 | RE | 9 | 05 July 2006 | 26 August 2010 |
| CHUNG Siu Pang 鍾紹鵬 | RE | 1 | 20 December 2007 | 26 February 2009 |
| CHUNG Siu Pang 鍾紹鵬 | RE | 4 | 20 December 2007 | 26 February 2009 |
| CHUNG Siu Pang 鍾紹鵬 | RE | 9 | 20 December 2007 | 26 February 2009 |
| ZHANG Xiaogang 張小剛 | RE | 1 | 26 May 2006 | 30 March 2007 |
| ZHANG Xiaogang 張小剛 | RE | 4 | 26 May 2006 | 30 March 2007 |
| ZHANG Xiaogang 張小剛 | RE | 9 | 26 May 2006 | 30 March 2007 |