SFC Licences of DOMINICK Frank

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution	Role	Licences	Start date	End date
China Silver Asset Management (Hong Kong) Limited	RO	9	13 September 2010	12 June 2020
Evo Capital Management Asia Limited	RO	9	22 August 2007	15 March 2010
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司	RE	1	16 June 2005	01 March 2006
Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司	RE	1	24 October 2003	02 February 2005
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司	RE	4	01 April 2003	12 June 2003
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司	RE	1	01 April 2003	12 June 2003
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司	RE	6	01 April 2003	12 June 2003
KBC Financial Products Hong Kong Limited 比聯金融產品香港有限公司	RE	9	01 April 2003	12 June 2003
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司	RE	1	01 April 2003	12 June 2003
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司	RE	9	01 April 2003	12 June 2003
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司	RE	4	01 April 2003	12 June 2003
Daiwa Capital Markets Trading Hong Kong Limited 大和資本市場金融交易香港有限公司	RE	6	01 April 2003	12 June 2003