SFC Licences of YU Bella Hoi Ying 余凱凝
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 | RE | 1 | 11 June 2007 | 27 September 2013 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 2 | 15 April 2005 | 10 April 2007 |
Citigroup Global Markets Hong Kong Futures and Securities Limited | RE | 1 | 15 April 2005 | 10 April 2007 |
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 | RE | 1 | 15 April 2005 | 10 April 2007 |
Deutsche Securities Asia Limited 德意志證券亞洲有限公司 | RE | 1 | 09 March 2004 | 31 May 2004 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 9 | 01 April 2003 | 05 June 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 6 | 01 April 2003 | 05 June 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 4 | 01 April 2003 | 05 June 2003 |
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 | RE | 1 | 01 April 2003 | 05 June 2003 |