SFC Licences of LAU Wing Sin 劉永善
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
| Institution | Role | Licences | Start date | End date |
|---|---|---|---|---|
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 4 | 16 May 2013 | 23 May 2015 |
| DWS Investments Hong Kong Limited 德意志投資香港有限公司 | RE | 1 | 16 May 2013 | 23 May 2015 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 5 | 21 June 2012 | 08 February 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 2 | 21 June 2012 | 08 February 2013 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 4 | 28 August 2008 | 06 April 2011 |
| J.P. Morgan Broking (Hong Kong) Limited | RE | 1 | 28 August 2008 | 06 April 2011 |