SFC Licences of PAK Ngan 白韌
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
BOCI Securities Limited 中銀國際證券有限公司 | RO | 4 | 16 June 2015 | |
BOCI Securities Limited 中銀國際證券有限公司 | RO | 1 | 16 June 2015 | |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 1 | 13 March 2012 | 16 June 2015 |
BOCI Securities Limited 中銀國際證券有限公司 | RE | 2 | 13 March 2012 | |
BOCI Research Limited 中銀國際研究有限公司 | RE | 4 | 22 March 2004 | 21 April 2015 |
China Reserve Securities Limited 東儲證券有限公司 | RE | 4 | 01 April 2003 | 04 March 2004 |
China Reserve Securities Limited 東儲證券有限公司 | RE | 9 | 01 April 2003 | 13 January 2004 |
China Reserve Securities Limited 東儲證券有限公司 | RE | 1 | 01 April 2003 | 13 January 2004 |
China Reserve Securities Limited 東儲證券有限公司 | RE | 6 | 01 April 2003 | 13 January 2004 |