SFC Licences of HITSCH Rudolf 吳林峰

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 4 22 August 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RO 1 22 August 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 4 18 April 2023 22 August 2023
Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 RE 1 18 April 2023 22 August 2023
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 2 27 June 2013 21 May 2016
Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 RE 1 11 November 2010 21 May 2016
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 2 11 November 2010 31 August 2013
Citigroup Global Markets Hong Kong Futures and Securities Limited RE 1 11 November 2010 31 August 2013
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 2 01 April 2003 27 February 2010
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 1 01 April 2003 27 February 2010
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 5 01 April 2003 13 October 2004
Goldman Sachs Futures (Asia) Limited 高盛期貨(亞洲)有限公司 RE 9 01 April 2003 13 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 4 01 April 2003 13 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 6 01 April 2003 13 October 2004
Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 RE 9 01 April 2003 13 October 2004