SFC Licences of CHAN Chi Yin, Stefanie 陳志賢
Source:
Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer
Institution | Role | Licences | Start date | End date |
---|---|---|---|---|
Finet Securities Limited 財華證券有限公司 | RO | 9 | 07 December 2023 | |
Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 | RO | 9 | 04 July 2019 | 10 November 2022 |
VMS Securities Limited 鼎珮證券有限公司 | RO | 6 | 12 April 2007 | 30 June 2019 |
VMS Securities Limited 鼎珮證券有限公司 | RO | 4 | 12 April 2007 | 30 June 2019 |
VMS Securities Limited 鼎珮證券有限公司 | RO | 1 | 12 April 2007 | 30 June 2019 |
VMS Securities Limited 鼎珮證券有限公司 | RO | 9 | 12 April 2007 | 16 April 2019 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 1 | 01 April 2003 | 12 April 2007 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 4 | 01 April 2003 | 12 April 2007 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 6 | 01 April 2003 | 12 April 2007 |
VMS Securities Limited 鼎珮證券有限公司 | RE | 9 | 01 April 2003 | 12 April 2007 |