SFC Licences of CHAN Chi Yin, Stefanie 陳志賢

Source: Official SFC record
Key: RE = Representative, RO = Responsible Officer, EO = Executive Officer

Institution Role Licences Start date End date
Finet Securities Limited 財華證券有限公司 RO 9 07 December 2023
Asia Cornerstone Asset Management Company Limited 亞洲磐海基金有限公司 RO 9 04 July 2019 10 November 2022
VMS Securities Limited 鼎珮證券有限公司 RO 6 12 April 2007 30 June 2019
VMS Securities Limited 鼎珮證券有限公司 RO 4 12 April 2007 30 June 2019
VMS Securities Limited 鼎珮證券有限公司 RO 1 12 April 2007 30 June 2019
VMS Securities Limited 鼎珮證券有限公司 RO 9 12 April 2007 16 April 2019
VMS Securities Limited 鼎珮證券有限公司 RE 1 01 April 2003 12 April 2007
VMS Securities Limited 鼎珮證券有限公司 RE 4 01 April 2003 12 April 2007
VMS Securities Limited 鼎珮證券有限公司 RE 6 01 April 2003 12 April 2007
VMS Securities Limited 鼎珮證券有限公司 RE 9 01 April 2003 12 April 2007